A Primer on Brokerage OperationsNew York Institute of Finance, 1973 - 123 páginas |
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Account Agreement acquisition actual owner agree American Depository Receipt and/or authorized bank bearer bonds broker brokerage buyer cash Chase Manhattan Plaza Colorado River commission common stock Company convertible bond copy corporation coupon dealer Debenture debit balance debt obligation delivery Depositary dividend duly EASTMAN DILLON endorsed executed Federal foreign securities hereby holder hereof Indenture instructions Interest Equalization Tax Internal Revenue Service investment banker investor issued issuer liability lien margin account maturity municipal Municipal bonds Nevada notice number of shares NYSE obligor option paid participating firm partnership payable payment percent preferred stock premium principal amount purchase Put and Call Receipt receive redeemed thereafter redemption referred registered respect sell seller Signature striking price trade transactions trust U.S. person undersigned underwriter UNION SECURITIES United States person usually validation certificate warrants withholding yield to maturity York Stock Exchange