SECURITIES AND EXCHANGE COMMISSION Headquarters Office 500 North Capitol Street COMMISSIONERS WILLIAM J. CASEY, Chairman JAMES J. NEEDHAM A. SYDNEY HERLONG, JR. PHILIP A. LOOMIS, JR. RONALD F. HUNT, Secretary For sale by the Superintendent of Documents, U.S. Government Printing Office 013 C า 5132 QUALITY CONTROL MARK LETTER OF TRANSMITTAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Sirs: On behalf of the Securities and Exchange Commission, I have the honor to transmit to you the Thirty-Seventh Annual Report of the Commission covering the fiscal year July 1, 1970 to June 30, 1971, in accordance with the provisions of Section 23 (b) of the Securities Exchange Act of 1934, as amended; Section 23 of the Public Utility Holding Company Act of 1935; Section 46 (a) of the Investment Company Act of 1940; Section 216 of the Investment Advisers Act of 1940; Section 3 of the Act of June 29, 1949, amending the Bretton Woods Agreement Act; Section 11 (b) of the Inter-American Development Bank Act; and Section 11 (b) of the Asian Development Bank Act. Executive Assistant to the Chairman: CHARLES S. WHITMAN, Principal Staff Officers A. JONES YORKE, Executive Director ALAN B. LEVENSON, Director, Division of Corporation Finance RALPH C. HOCKER, Associate Director SOLOMON FREEDMAN, Director, Division of Corporate Regulation ALLAN S. MOSTOFF, Associate Director IRVING M. POLLACK, Director, Division of Trading and Markets STANLEY SPORKIN, Associate Director G. BRADFORD COOK, JR., General Counsel DAVID FERBER, Solicitor WALTER P. NORTH, Associate General Counsel A. CLARENCE SAMPSON, JR., Associate Chief Accountant WARREN E. BLAIR, Chief Hearing Examiner WILLIAM E. BECKER, Chief Management Analyst FRANK J. DONATY, Comptroller ERNEST L. DESSECKER, Records and Service Officer HARRY POLLACK, Director of Personnel RALPH L. BELL, EDP Manager III REGIONAL AND BRANCH OFFICES Regional Offices and Regional Administrators Region 1. New York, New Jersey.-Kevin Thomas Duffy, 26 Federal Plaza, New York, New York 10007. Region 2. Massachusetts, Connecticut, Rhode Island, Vermont, New Hampshire, Maine.-Floyd H. Gilbert, Suite 2203, John F. Kennedy Federal Bldg., Government Center, Boston, Mass. 02203. Region 3. Tennessee, Virgin Islands, Puerto Rico, North Carolina, South Carolina, Georgia, Alabama, Mississippi, Florida, that part of Louisiana lying east of the Atchafalaya River.-Jule B. Greene, Suite 138, 1371 Peachtree Street, N. E., Atlanta, Georgia 30309. Region 4. Illinois, Indiana, Iowa, Kansas City (Kansas), Kentucky, Region 5. Oklahoma, Arkansas, Texas, that part of Louisiana lying west Region 6. Wyoming, Colorado, New Mexico, Nebraska, North Dakota, Region 7. California, Nevada, Arizona, Hawaii, Guam.-Arthur E. Region 8. Washington, Oregon, Idaho, Montana, Alaska. James E. Region 9. Pennsylvania, Maryland, Virginia, West Virginia, Delaware, Branch Offices Cleveland, Ohio 44199.-Room 899, Federal Office Bldg., 1240 E. 9th at Detroit, Michigan 48226.-1044 Federal Bldg. Houston, Texas 77022.-Room 2606 Federal Office & Courts Bldg., 515 Los Angeles, California 90012.-Room 1043, U.S. Courthouse, 312 North Miami, Florida 33130.-Room 1504, Federal Office Bldg., 51 S.W., First St. Louis, Missouri 63101.-Room 1452, 210 North Twelfth Street. |