Headquarters Office 500 North Capitol Street Washington, D. C. 20549 COMMISSIONERS WILLIAM J. CASEY, Chairman* A. SYDNEY HERLONG, JR. PHILIP A. LOOMIS, JR. RONALD F. HUNT, Secretary *On November 30, 1972, President Nixon announced the nomination of Chairman Casey as Under Secretary of State for Economic Affairs. SECURITIES AND EXCHANGE COMMISSION Sirs: On behalf of the Securities and Exchange Commission, I have the honor to transmit to you the Thirty-Eighth Annual HUGH F. OWENS, THE PRESIDENT OF THE SENATE THE SPEAKER OF THE HOUSE OF REPRESENTATIVES, Washington, D. C. Executive Assistant to the Chairman: CHARLES S. WHITMAN, III PRINCIPAL STAFF OFFICERS A. JONES YORKE, Executive Director C. KING MALLORY, III, Special Assistant ALAN B. LEVENSON, Director, Division of Corporation Finance RALPH C. HOCKER, Associate Director IRVING M. POLLACK, Director, Division of Enforcement STANLEY SPORKIN, Deputy Director G. BRADFORD COOK, JR., Director, Division of Market Regulation JOHN M. LIFTIN, Associate Director LEE A. PICKARD, Associate Director SHELDON RAPPAPORT, Associate Director MICHAEL SAPERSTEIN, Associate Director ALLAN S. MOSTOFF, Director of Investment Company ANNE P. JONES, Associate Director AARON LEVY, Director, Division of Corporate Regulation DAVID FERBER, Solicitor PHILIP J. KEUPER, Director, Office of Public Information A. CLARENCE SAMPSON, JR., Associate Chief Accountant GENE L. FINN, Chief Economist, Office of Policy Research LEONARD HELFENSTEIN, Director, Office of Opinions and Review W. VICTOR RODIN, Associate Director ALFRED LETZLER, Associate Director WARREN E. BLAIR, Chief Administrative Law Judge FRANK J. DONATY, Comptroller ERNEST L. DESSECKER, Records and Service Officer HARRY POLLACK, Director of Personnel |