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SECURITIES AND EXCHANGE COMMISSION

Headquarters Office 500 North Capitol Street Washington, D.C. 20549

COMMISSIONERS

WILLIAM J. CASEY, Chairman
HUGH F. OWENS
JAMES J. NEEDHAM
A. SYDNEY HERLONG, JR.
PHILIP A. LOOMIS, JR.

RONALD F. HUNT, Secretary

For sale by the Superintendent of Documents, U.S. Government Printing Office

Washington, D.C. 20402 - Price $1 (paper cover)

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Washington, D.C. Sirs: On behalf of the Securities and Exchange Commission, I have the honor to transmit to you the Thirty-Seventh Annual Report of the Commission covering the fiscal year July 1, 1970 to June 30, 1971, in accordance with the provisions of Section 23(b) of the Securities Exchange Act of 1934, as amended; Section 23 of the Public Utility Holding Company Act of 1935; Section 46 (a) of the Investment Company Act of 1940; Section 216 of the Investment Advisers Act of 1940; Section 3 of the Act of June 29, 1949, amending the Bretton Woods Agreement Act; Section 11(b) of the Inter-American Development Bank Act; and Section 11(b) of the Asian Development Bank Act. Respectfully,

WILLIAM J. CASEY,

Chairman

THE PRESIDENT OF THE SENATE
THE SPEAKER OF THE HOUSE OF REPRESENTATIVES,

Washington, D.C.

III

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