Annual Report of the SEC.U.S. Government Printing Office |
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... York , Chairman HUGH F. OWENS of Oklahoma JAMES J. NEEDHAM of New York A. SYDNEY HERLONG , JR . of Florida PHILIP A. LOOMIS , JR . of California Secretary : RONALD F. HUNT Term expires June 5 1974 1975 1973 1976 1972 Executive Assistant ...
... York , Chairman HUGH F. OWENS of Oklahoma JAMES J. NEEDHAM of New York A. SYDNEY HERLONG , JR . of Florida PHILIP A. LOOMIS , JR . of California Secretary : RONALD F. HUNT Term expires June 5 1974 1975 1973 1976 1972 Executive Assistant ...
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... York , New York 10007 . Region 2. Massachusetts , Connecticut , Rhode Island , Vermont , New Hampshire , Maine . - Floyd H. Gilbert , Suite 2203 , John F. Kennedy Federal Bldg . , Government Center , Boston , Mass . 02203 . Region 3 ...
... York , New York 10007 . Region 2. Massachusetts , Connecticut , Rhode Island , Vermont , New Hampshire , Maine . - Floyd H. Gilbert , Suite 2203 , John F. Kennedy Federal Bldg . , Government Center , Boston , Mass . 02203 . Region 3 ...
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... York , on March 13 , 1913. He received a B.A. degree from Fordham University in 1934 and an LL.B. degree from St. John's University in 1937. At the time of his appointment to the Commission , he was a partner in the New York law firm of ...
... York , on March 13 , 1913. He received a B.A. degree from Fordham University in 1934 and an LL.B. degree from St. John's University in 1937. At the time of his appointment to the Commission , he was a partner in the New York law firm of ...
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... York , on August 18 , 1926. He received a B.B.A. in 1951 from St. John's University . During 1944-46 , he was in the Naval V - 5 Program at Cornell University . At the time of his appointment to the Com- mission , Commissioner Needham ...
... York , on August 18 , 1926. He received a B.B.A. in 1951 from St. John's University . During 1944-46 , he was in the Naval V - 5 Program at Cornell University . At the time of his appointment to the Com- mission , Commissioner Needham ...
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... York Stock Ex- change submitted a new commission rate schedule to the Com- mission on June 30 , 1970. Following extended public hearings , the Commission announced on October 22 , 1970 that with certain modifications the new schedule ...
... York Stock Ex- change submitted a new commission rate schedule to the Com- mission on June 30 , 1970. Following extended public hearings , the Commission announced on October 22 , 1970 that with certain modifications the new schedule ...
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36th Annual Report accounting action adopted alleged amended American Stock Exchange amicus curiae amount antifraud application assets Association Bank broker or dealer broker-dealers brokerage capital cash Commis Commission Commission's common stock Company Act Release Corporation Court of Appeals creditors customers debtor defendants directors disclosure distribution district court dollar effective enforcement Exchange Act Release exemption Federal securities laws filed fiscal Holding Company injunction instituted interest investment adviser Investment Company Act investors involved issued issuer June 30 listed million mission mutual fund NASD NASDAQ national securities exchange NYSE Office operations over-the-counter pany pending percent persons principal proceedings proposed proxy purchase registered investment registration statement Regulation reorganization rules Securities Act Release Securities Exchange Act security holders self-regulatory shareholders sion staff stockholders subsidiary suspended tion Total trading transactions trustee underwriter unit investment trusts violations York Stock Exchange