Annual Report of the SEC.U.S. Government Printing Office |
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... matters - Continued Summary suspension of trading Accounting and auditing matters Relations with the accounting profession and the public 88888853 59 61 The work of the Accounting Principles Board and com- Imittees of the AICPA 62 Other ...
... matters - Continued Summary suspension of trading Accounting and auditing matters Relations with the accounting profession and the public 88888853 59 61 The work of the Accounting Principles Board and com- Imittees of the AICPA 62 Other ...
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... matters in registered holding - company systems Proceedings with respect to acquisitions , sales , and other matters 167 167 168 168 Financing of active registered public - utility holding companies and their subsidiaries 173 PART VII ...
... matters in registered holding - company systems Proceedings with respect to acquisitions , sales , and other matters 167 167 168 168 Financing of active registered public - utility holding companies and their subsidiaries 173 PART VII ...
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... matter of broad public policy , but as an expedient to effect short - run savings or to settle or avoid private law suits . Mr. Casey said the Commission would determine what the public interest requires in the way of rules governing ...
... matter of broad public policy , but as an expedient to effect short - run savings or to settle or avoid private law suits . Mr. Casey said the Commission would determine what the public interest requires in the way of rules governing ...
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... matters , the Commission em- phasized the importance of its prior determination that fixed commission rates on portions of orders in excess of $ 500,000 executed on securities exchanges could not be justified . 4. The Study's data ...
... matters , the Commission em- phasized the importance of its prior determination that fixed commission rates on portions of orders in excess of $ 500,000 executed on securities exchanges could not be justified . 4. The Study's data ...
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... matters bearing on their involvement in corporate affairs : voting authority , policies towards corporate management , participation in transfers of corporate control and policies regarding business relationships , personnel ...
... matters bearing on their involvement in corporate affairs : voting authority , policies towards corporate management , participation in transfers of corporate control and policies regarding business relationships , personnel ...
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36th Annual Report accounting action adopted alleged amended American Stock Exchange amicus curiae amount antifraud application assets Association Bank broker or dealer broker-dealers brokerage capital cash Commis Commission Commission's common stock Company Act Release Corporation Court of Appeals creditors customers debtor defendants directors disclosure distribution district court dollar effective enforcement Exchange Act Release exemption Federal securities laws filed fiscal Holding Company injunction instituted interest investment adviser Investment Company Act investors involved issued issuer June 30 listed million mission mutual fund NASD NASDAQ national securities exchange NYSE Office operations over-the-counter pany pending percent persons principal proceedings proposed proxy purchase registered investment registration statement Regulation reorganization rules Securities Act Release Securities Exchange Act security holders self-regulatory shareholders sion staff stockholders subsidiary suspended tion Total trading transactions trustee underwriter unit investment trusts violations York Stock Exchange