Annual Report of the SEC.U.S. Government Printing Office |
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... received his A.B. degree from the University of Illinois in 1931. In 1934 , he received his LL.B. degree from the University of Oklahoma College of Law , and became associated with a Chicago law firm specializing in securities law . He ...
... received his A.B. degree from the University of Illinois in 1931. In 1934 , he received his LL.B. degree from the University of Oklahoma College of Law , and became associated with a Chicago law firm specializing in securities law . He ...
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... received a B.B.A. in 1951 from St. John's University . During 1944-46 , he was in the Naval V - 5 Program at Cornell University . At the time of his appointment to the Com- mission , Commissioner Needham , a Certified Public Accountant ...
... received a B.B.A. in 1951 from St. John's University . During 1944-46 , he was in the Naval V - 5 Program at Cornell University . At the time of his appointment to the Com- mission , Commissioner Needham , a Certified Public Accountant ...
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... received an LL.B. degree from the University of Florida , Gainesville , Florida , in 1930 , and commenced practicing law in his home town of Leesburg , Florida . Commissioner Herlong continued practicing law until 1937 when he was ...
... received an LL.B. degree from the University of Florida , Gainesville , Florida , in 1930 , and commenced practicing law in his home town of Leesburg , Florida . Commissioner Herlong continued practicing law until 1937 when he was ...
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... received the Career Service Award of the Na- tional Civil Service League in 1964 , the Securities and Exchange Commission Distinguished Service Award in 1966 , and the Justice Tom C. Clark Award of the Federal Bar Association in 1971 ...
... received the Career Service Award of the Na- tional Civil Service League in 1964 , the Securities and Exchange Commission Distinguished Service Award in 1966 , and the Justice Tom C. Clark Award of the Federal Bar Association in 1971 ...
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... received in response to this proposal and a still earlier one . In light of the comments and a further re - examination by the Commission of its interpreta- tions in this area , the Commission , in September 1971 , published a revised ...
... received in response to this proposal and a still earlier one . In light of the comments and a further re - examination by the Commission of its interpreta- tions in this area , the Commission , in September 1971 , published a revised ...
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36th Annual Report accounting action adopted alleged amended American Stock Exchange amicus curiae amount antifraud application assets Association Bank broker or dealer broker-dealers brokerage capital cash Commis Commission Commission's common stock Company Act Release Corporation Court of Appeals creditors customers debtor defendants directors disclosure distribution district court dollar effective enforcement Exchange Act Release exemption Federal securities laws filed fiscal Holding Company injunction instituted interest investment adviser Investment Company Act investors involved issued issuer June 30 listed million mission mutual fund NASD NASDAQ national securities exchange NYSE Office operations over-the-counter pany pending percent persons principal proceedings proposed proxy purchase registered investment registration statement Regulation reorganization rules Securities Act Release Securities Exchange Act security holders self-regulatory shareholders sion staff stockholders subsidiary suspended tion Total trading transactions trustee underwriter unit investment trusts violations York Stock Exchange