Annual Report of the SEC.U.S. Government Printing Office |
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... Staff Officers A. JONES YORKE , Executive Director ALAN B. LEVENSON , Director , Division of Corporation Finance THOMAS N. HOLLOWAY , Associate Director RALPH C. HOCKER , Associate Director SOLOMON FREEDMAN , Director , Division of ...
... Staff Officers A. JONES YORKE , Executive Director ALAN B. LEVENSON , Director , Division of Corporation Finance THOMAS N. HOLLOWAY , Associate Director RALPH C. HOCKER , Associate Director SOLOMON FREEDMAN , Director , Division of ...
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... staff of the Securities and Exchange Commission , Commissioner Loomis practiced law with the firm of O'Melveny and Myers in Los Angeles , California , ex- cept for the period from 1942 to 1944 , when he served as an attorney with the ...
... staff of the Securities and Exchange Commission , Commissioner Loomis practiced law with the firm of O'Melveny and Myers in Los Angeles , California , ex- cept for the period from 1942 to 1944 , when he served as an attorney with the ...
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... Bar Association in 1971. He took office as a member of the Securities and Exchange Com- mission on August 13 , 1971 , for the term of office expiring June 5 , 1972 . TABLE OF CONTENTS Page V Commissioners and principal staff officers X.
... Bar Association in 1971. He took office as a member of the Securities and Exchange Com- mission on August 13 , 1971 , for the term of office expiring June 5 , 1972 . TABLE OF CONTENTS Page V Commissioners and principal staff officers X.
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... staff a report of an extensive private investigation authorized to determine if Lockheed Aircraft Corp. and certain of its officers and directors had made inadequate disclosures and engaged in illegal insider trading in connection with ...
... staff a report of an extensive private investigation authorized to determine if Lockheed Aircraft Corp. and certain of its officers and directors had made inadequate disclosures and engaged in illegal insider trading in connection with ...
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... STAFF EXAMINATION OF REGISTRATION STATEMENTS Registration statements filed with the Commission are ex- amined by its staff for compliance with the standards of adequate and accurate disclosure . This examination is primarily the re ...
... STAFF EXAMINATION OF REGISTRATION STATEMENTS Registration statements filed with the Commission are ex- amined by its staff for compliance with the standards of adequate and accurate disclosure . This examination is primarily the re ...
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36th Annual Report accounting action adopted alleged amended American Stock Exchange amicus curiae amount antifraud application assets Association Bank broker or dealer broker-dealers brokerage capital cash Commis Commission Commission's common stock Company Act Release Corporation Court of Appeals creditors customers debtor defendants directors disclosure distribution district court dollar effective enforcement Exchange Act Release exemption Federal securities laws filed fiscal Holding Company injunction instituted interest investment adviser Investment Company Act investors involved issued issuer June 30 listed million mission mutual fund NASD NASDAQ national securities exchange NYSE Office operations over-the-counter pany pending percent persons principal proceedings proposed proxy purchase registered investment registration statement Regulation reorganization rules Securities Act Release Securities Exchange Act security holders self-regulatory shareholders sion staff stockholders subsidiary suspended tion Total trading transactions trustee underwriter unit investment trusts violations York Stock Exchange