Annual Report of the SEC.U.S. Government Printing Office |
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... Trustee of Fordham University , of Good Counsel College and of Catholic Charities in the Long Island Diocese . Mr. Casey was sworn in as Chairman of the Securities and Exchange Commission on April 14 , 1971 . Hugh F. Owens Commissioner ...
... Trustee of Fordham University , of Good Counsel College and of Catholic Charities in the Long Island Diocese . Mr. Casey was sworn in as Chairman of the Securities and Exchange Commission on April 14 , 1971 . Hugh F. Owens Commissioner ...
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... Trustee's investigation 183 Reports on plans of reorganization 183 Activities with regard to allowances 191 Intervention in Chapter XI proceedings 195 PART VIII SUPPORTING ACTIVITIES 205 Public information services 205 Dissemination of ...
... Trustee's investigation 183 Reports on plans of reorganization 183 Activities with regard to allowances 191 Intervention in Chapter XI proceedings 195 PART VIII SUPPORTING ACTIVITIES 205 Public information services 205 Dissemination of ...
Página 71
... trustee be free of conflicting interests which might interfere with the faithful ex- ercise of its duties in behalf of the purchasers of the securities . It requires also that the trustee be a corporation with a minimum combined capital ...
... trustee be free of conflicting interests which might interfere with the faithful ex- ercise of its duties in behalf of the purchasers of the securities . It requires also that the trustee be a corporation with a minimum combined capital ...
Página 74
... of its Special approximately $ 3,000,000 in the Fund to the Securities Investor Trust Fund . The Trustees of the Fund authorized payment of the 74 SECURITIES AND EXCHANGE COMMISSION Review of exchange rules and procedures.
... of its Special approximately $ 3,000,000 in the Fund to the Securities Investor Trust Fund . The Trustees of the Fund authorized payment of the 74 SECURITIES AND EXCHANGE COMMISSION Review of exchange rules and procedures.
Página 118
... trustee for ultimate distribution to those beneficial shareholders of the company as of July 10 , 1969 ( the date of the alleged unlawful preference ) who had no connection with Coleman , the other defendants , or any of the unlawful ...
... trustee for ultimate distribution to those beneficial shareholders of the company as of July 10 , 1969 ( the date of the alleged unlawful preference ) who had no connection with Coleman , the other defendants , or any of the unlawful ...
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36th Annual Report accounting action adopted alleged amended American Stock Exchange amicus curiae amount antifraud application assets Association Bank broker or dealer broker-dealers brokerage capital cash Commis Commission Commission's common stock Company Act Release Corporation Court of Appeals creditors customers debtor defendants directors disclosure distribution district court dollar effective enforcement Exchange Act Release exemption Federal securities laws filed fiscal Holding Company injunction instituted interest investment adviser Investment Company Act investors involved issued issuer June 30 listed million mission mutual fund NASD NASDAQ national securities exchange NYSE Office operations over-the-counter pany pending percent persons principal proceedings proposed proxy purchase registered investment registration statement Regulation reorganization rules Securities Act Release Securities Exchange Act security holders self-regulatory shareholders sion staff stockholders subsidiary suspended tion Total trading transactions trustee underwriter unit investment trusts violations York Stock Exchange