Annual Report of the SEC.U.S. Government Printing Office |
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... Volume of securities traded Foreign stocks on exchanges Comparative exchange statistics Block distributions reported by exchanges Unlisted trading privileges on exchanges 80 81 82 84 85 Supervision of activities of National Association ...
... Volume of securities traded Foreign stocks on exchanges Comparative exchange statistics Block distributions reported by exchanges Unlisted trading privileges on exchanges 80 81 82 84 85 Supervision of activities of National Association ...
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... volume and share volume of sales effected on se- curities exchanges in the calendar year 1970 and the 6 - month period ended June 30 , 1971 217 218 218 218 219 220 220 220 221 222 Part 1. 12 months ended December 31 , 1970 Part 2. 6 ...
... volume and share volume of sales effected on se- curities exchanges in the calendar year 1970 and the 6 - month period ended June 30 , 1971 217 218 218 218 219 220 220 220 221 222 Part 1. 12 months ended December 31 , 1970 Part 2. 6 ...
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... volume occurred in the exchange and over - the - counter markets during the middle 1960's . Existing systems for processing securities transactions proved inadequate at individual brokerage firms and at the in- dustry - wide level ...
... volume occurred in the exchange and over - the - counter markets during the middle 1960's . Existing systems for processing securities transactions proved inadequate at individual brokerage firms and at the in- dustry - wide level ...
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... volume in these markets . In a related area , the Commission held a conference with in- dustry spokesmen in June 1971 on the subject of the stock certificate . Discussion centered on methods of improving the efficiency of securities ...
... volume in these markets . In a related area , the Commission held a conference with in- dustry spokesmen in June 1971 on the subject of the stock certificate . Discussion centered on methods of improving the efficiency of securities ...
Página 12
... volume of institutional trading or on the size of institutional transactions . At the same time , rapid and sig- nificant changes in the securities markets suggest the need for restructuring those markets . Although the Commission ...
... volume of institutional trading or on the size of institutional transactions . At the same time , rapid and sig- nificant changes in the securities markets suggest the need for restructuring those markets . Although the Commission ...
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36th Annual Report accounting action adopted alleged amended American Stock Exchange amicus curiae amount antifraud application assets Association Bank broker or dealer broker-dealers brokerage capital cash Commis Commission Commission's common stock Company Act Release Corporation Court of Appeals creditors customers debtor defendants directors disclosure distribution district court dollar effective enforcement Exchange Act Release exemption Federal securities laws filed fiscal Holding Company injunction instituted interest investment adviser Investment Company Act investors involved issued issuer June 30 listed million mission mutual fund NASD NASDAQ national securities exchange NYSE Office operations over-the-counter pany pending percent persons principal proceedings proposed proxy purchase registered investment registration statement Regulation reorganization rules Securities Act Release Securities Exchange Act security holders self-regulatory shareholders sion staff stockholders subsidiary suspended tion Total trading transactions trustee underwriter unit investment trusts violations York Stock Exchange