Investment Company Act of 1940, as AmendedU.S. Government Printing Office, 1970 |
Dentro del libro
44 páginas coinciden con 84 Stat en este libro.
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Contenido
Classification of investment companies | 11 |
Affiliations of directors | 19 |
Offers of exchange | 28 |
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Términos y frases comunes
84 Stat acquiring company advisory affiliated person aggregate amended application bank board of directors broker centum class of senior Commis Commission may prescribe contract court curities December 14 deemed depositor dividend effective date employee face-amount certificate company filed interstate commerce investment adviser issue or sell issuer June 14 mails management company March 15 means ment company necessary or appropriate net asset value officer outstanding securities outstanding voting securities pany paragraph payment or payments periodic payment plan principal underwriter prior protection of investors public interest Public Law purpose redeemable security regis registered company registered face-amount certificate registered investment company registration statement regulations or orders reserve payments respect rules and regulations sales load section 28 Securities Act Securities Exchange Act securities issued security holders senior securities representing short-term paper suant tered thereof tion transaction unit investment trust unlawful unless