Investment Company Act of 1940, as AmendedU.S. Government Printing Office, 1970 |
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Affiliations of directors | 19 |
Offers of exchange | 28 |
Investment advisory and underwriting contracts | 37 |
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84 Stat acquiring company advisory affiliated person aggregate amended application board of directors broker centum class of senior Commis Commission may prescribe company or companies contract court curities December 14 deemed depositor dividend effective date employee face-amount certificate company filed interstate commerce investment adviser issue or sell issuer istered June 14 mails management company March 15 means ment company necessary or appropriate net asset value officer outstanding securities outstanding voting securities pany paragraph payment or payments periodic payment plan principal underwriter prior protection of investors public interest Public Law purpose redeemable security regis registered company registered face-amount certificate registered investment company registration statement regulations or orders reserve payments respect rules and regulations sales load Securities Act Securities Exchange Act securities issued security holders senior securities representing short-term paper suant tered thereof tion unit investment trust unlawful unless