...affirmative finding that Phillips was in control of 0 Section 2 (11) of the Securities Act provides: The term "underwriter" means any person who has purchased from...participation in any such undertaking, or participates or h»sa participation In the direct or indirect underwriting of any such undertaking; but such term shall...

...underwriters and appear as such in the Registration Statement." u Section 2(11) provides in part : The term "underwriter" means any person who has purchased from...participation In any such undertaking, or participates or has participation in the direct or indirect underwriting of any such undertaking; • • • as used In...

...Halsey, following the end of the year, •Section 2 (11) of the Securities Act defines an underwriter as: "any person who has purchased from an issuer with...indirect participation in any such undertaking, or participate!) or has a participation in the direct or indirect underwriting of any such undertaking;...

...effect with respect to the securities.7 Section 2 (11) of the Securities Act defines an underwriter as "any person who has purchased from an issuer with...connection with, the distribution of any security," and provides further that "As used in this paragraph the term 'issuer' shall include, in addition to...

...the studies 'Section 2 (11) defines the term "underwriter" to Include "any person who baa purekued from an issuer with a view to, or sells for an Issuer In connection with, the dlstrQration of an; security." Rule 455 defines "principal underwriter" to Include "an ufcrwriter In...

...Section 2 (11) of the Securities Act of 1933, as amended, defines an underwriter as follows : The term "underwriter" means any person who has purchased from an Issuer with a view to, or Bells for an Issuer In connection with, the distribution of any security, or participates or has a...

...DEFICIENCIES RELATING TO THE UNDERWRITING INFORMATION Section 2 (11) of the Act defines an underwriter as "any person who has purchased from an issuer with a view to ... the distribution of any security, or participates or has a direct or indirect participation in...

...than an Issuer, underwriter or dealer. Section 2(11) of that Act defines an "underwriter" in part as any person who has purchased from an Issuer with a view to the distribution of any security, and "Issuer" is defined to include any person directly or indirectly...

...1. WAS RESPONDENT AN "UNDEBWBITEB"? Section 2 (11) defines an "underwriter" as any person who . . . sells for an Issuer in connection with, the distribution of any security ... As used in this paragraph the term "issuer" shall Include . . . any person . . . controlling ....

...Philippine Islands, the Canal Zone, the Virgin Islands, or any other possession of the United States. (20) "Underwriter" means any person who has purchased from...connection with, the distribution of any security, «r participates or has a direct or indirect participation in any such undertaking, or participates...