Handling an SEC Investigation

2d Cir action addition administrative Amendment appear apply appropriate assets attorney audit authority believes bidder CCH Fed civil client collateral commencement Commission Commission's Committee communication concerning conduct consent contained Corp corporate counsel court criminal defendants determine directors disclose disclosure discussed documents effect enforcement evidence Exchange Act fact federal filing firm Form formal further given hearing injunctive interest internal accounting control involved issue issuer judgment limited litigation material matter means ment necessary noted officer paragraph party payments period person practice preparation present privilege procedures proceeding proposed Rule proxy published pursuant question reasonable records registration Regulation relating Release Report represent request respect responsibility result Schedule Section Securities Exchange Act securities laws security holders shareholders specific staff statement subject company subsequent Supp tender offer tion transactions trial United violations witness