Handling an SEC Investigation

2d Cir 9th Cir Act Release alleged Amendment AMINEX apply assets attorney attorney-client privilege Audit Committee auditors bidder bidder's tender offer books and records broker-dealer CCH Fed client collateral estoppel commencement Commission's conduct consent Corp corporate counsel Court defendants directors disclose documents employees enforcement action Exchange Commission FCPA federal securities laws Fifth Amendment filing financial statements internal accounting control investors issue issuer judgment jury matter ment NASD officer paragraph Parklane Hosiery Parklane Hosiery Co payments person Peter Starr Plaintiff privilege procedures proposed Rule proxy statement pursuant Regulation Report request respect Rule 2(e S.D. Cal Schedule 13D scienter SEC investigation SEC Lit SEC's Securities Act Securities and Exchange Securities Exchange Act security holders sent or given settlement shareholders Sparco Spartek stockholder list subject company subpoena subsidiaries Supp supra tender offer materials thereunder tion transactions Transfer Binder trial United Williams Act