Investment Company Act of 1940, as Amended

84 Stat acquiring company affiliated person aggregate amended amount certificate application board of directors broker cash centum class of senior closed-end company Commis Commission may prescribe company or companies contract court curities December 14 deemed depositor dividend effective date employee exemption face-amount certificate company filed gross payments interstate commerce investment adviser issuer istered mails management company March 15 means ment company necessary or appropriate net asset value officer outstanding securities outstanding voting securities pany paragraph payment or payments periodic payment plan principal underwriter protection of investors public interest Public Law public offering purpose quired redeemable security regis registered company registered investment company registration statement regulations or orders reserve payments respect rules and regulations sales load section 28 Securities Act Securities Exchange Act securities issued security holders senior securities representing short-term paper suant thereof tificate tion transaction unit investment trust unlawful