 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 páginas
...this Act or any rule or regulation thereunder, which statement is false or misleading in respect of any material fact, shall be liable to any person (not...knowing that such statement was false or misleading) who shall have suffered loss by reason of having purchased or sold a security in reliance on such statement... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1934 - 1008 páginas
...misleading in respect of any matter sufficiently important to influence the Judgment of an average investor shall be liable to any person (not knowing that such statement was false or misleading) who shall have purchased or sold a security — And so forth. I do not know how definitely you can establish... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 páginas
...misleading iu respect of any matter sufficiently important to influence the Judgment of an average investor shall be liable to any person (not knowing that such statement was false or misleadin!! | who shall have purchased or sold a security the price of which may hive been affected... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...misleading in respect of any matter sufficiently important to influence the judgment of an average investor shall be liable to any person (not knowing that such statement was false or misleading) who shall have purchased or sold a security the price of which may have been affected by such statement,... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...misleading in respect of any matter sufficiently important to influence the judgment of an average investor shall be liable to any person (not knowing that such statement was false or misleading) who shall have purchased or sold a security the price of which may have beeii affected by such statement,... | |
 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...respect of any matter sufficiently important to influence the judgment of an average investor shall he liable to any person (not knowing that such statement was false or misleading) who shall have purchased or sold a security to which such statement related, and the person injured thereby... | |
 | United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1164 páginas
...statement, or document filed pursuant to this Act, or any rule or regulation thereunder, which statement was at the time and in the light of the circumstances...with respect to any material fact; shall be liable In the same manner, to the same extent, and subject to the same limitations as provided in section... | |
 | United States - 1968 - 374 páginas
...proceeding before the Commission with respect to registration, any statement which was at the tune and in the light of the circumstances under which...it was made false or misleading with respect to any material fact, or who has omitted to state in any such application or report any material fact which... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 36 páginas
...before the Commission with respect to registration pursuant to this subsection any statement which was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact; or (B) has been convicted within ten years preceding the filing of any such application... | |
 | United States. Securities and Exchange Commission - 1936 - 1320 páginas
...to a special class of corporation, ie, public utility holding companies and their subsidiaries.81 Iw time and in the light of the circumstances under which It was made, false or misleading ritb respect to any material fact. Rult LAS. Solicitation of proaiei to T>e filed. A copy of the form... | |
| |
Commission with respect to registration, any statement which was at the time and in the light of the circumstances under which it was made false or misleading with respect to any material fact... 
