 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...supervision of the Comptroller of the Currency of the United States, or of the bank commissioner, insurance commissioner, or any agency or officer performing like functions, of any State or Territory or the District of Columbia. (4) A solicitation in respect of any note, draft, bill of exchange, or... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...supervision of the Comptroller of the Currency of the United States, or of the bank commissioner, insurance commissioner, or any agency or officer performing like functions, of any State or Territory or the District of Columbia. (4) A solicitation in respect of any note, draft, bill of exchange, or... | |
 | United States. Securities and Exchange Commission - 1962 - 1022 páginas
...various types of securities exempted from its registration requirements, and includes in Subsection 8 "any insurance or endowment policy or annuity contract...performing like functions, of any state or territory of the United States or the District of Columbia." Were it not for the provisions of Section 24 (d) of the... | |
 | United States - 1953 - 1692 páginas
...Certificates issued by a receiver or by a trustee In bankruptcy, with the approval of the court; (8) of any other customer, (2) that will permit such securities...or subjected to any lien or claim of the pledgee, United States or the District of Columbia; (9) Any security exchanged by the issuer with its existing... | |
 | United States - 2000 - 1216 páginas
...the reasonable costs associated with such filing. (e) State assistance Upon request of the securities commissioner (or any agency or officer performing like functions) of any State, the Commission may provide such training, technical assistance, or other reasonable assistance in connection... | |
 | United States - 1964 - 356 páginas
...Certificates issued by a receiver or by a trustee in bankruptcy, with the approval of the court; (8) Any insurance or endowment policy or annuity contract or optional annuity contract, issued bj a corporation subject to the supervision of the insurance commissioner, bank commissioner, or any... | |
 | 1997 - 714 páginas
...Provided, That (1) The annuity or optional annuity contract is issued by a corporation (the insurer) subject to the supervision of the insurance commissioner,...performing like functions, of any State or Territory of the United States or the District of Columbia; (2) The insurer assumes the investment risk under the contract... | |
 | 1987 - 530 páginas
...Provided, That (1) The annuity or optional annuity contract is issued by a corporation (the "insurer") subject to the supervision of the insurance commissioner,...performing like functions, of any State or Territory of the United States or the District of Columbia; (2) The insurer assumes the investment risk under the contract... | |
 | 2002 - 748 páginas
...Provided, That (1) The annuity or optional annuity contract is issued by a corporation (the insurer) subject to the supervision of the insurance commissioner,...performing like functions, of any State or Territory of the United States or the District of Columbia; (2) The insurer assumes the investment risk under the contract... | |
 | 1998 - 784 páginas
...Provided. That (1) The annuity or optional annuity contract is issued by a corporation (the insurer) United States or the District of Columbia; (2) The insurer assumes the investment risk under the contract... | |
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Any insurance or endowment policy or annuity contract or optional annuity contract, issued by a corporation subject to the supervision of the insurance commissioner, bank commissioner, or any agency or officer performing like functions, of any State or... 
