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" ... any note, draft, bill of exchange, or banker's acceptance which has a maturity at the time of issuance of not exceeding nine months, exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (11) The term "equity... "
Stock Exchange Regulation: Hearing Before the Committee on Interstate and ... - Página 547
por United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 941 páginas
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...promises and obligations; provided that the restrictions of this section shall not apply in respect of transactions in any note, draft, bill of exchange,...thereof the maturity of which is likewise limited. involving the sale of a security to a customer, agree with the customer, either directly or indirectly,...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...transaction or the proceeds of which have been or are to be used for current transactions, and which has si maturity at the time of issuance of not exceeding...thereof the maturity of which is likewise limited. (12) The term "equity security" means any stock or similar security: or any security convertible, with...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...(4) A solicitation in respect of any note, draft, bill of exchange, or bankers' acceptance, which had a maturity at the time of issuance of not exceeding...grace, or any renewal thereof the maturity of which, was likewise limited. (5) A solicitation in respect of any security issued by a person organized and...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...(4) A solicitation in respect of any note, draft, bill of exchange, or bankers' acceptance, which had a maturity at the time of issuance of not exceeding...grace, or any renewal thereof the maturity of which was likewise limited. (5) A solicitation in respect of any security issued by a person organized and...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 páginas
...warrant or right to subscribe to or puchase, any of the foregoing ; but shall not include currency or any note, draft, bill of exchange, or banker's acceptance...thereof the maturity of which is likewise limited. (11) The term "equity security" means any stock or similar security: or any security convertible, with...
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...paper" means any note, draft, bill of exchange, or banker's acceptance payable on demand or having a maturity at the time of issuance of not exceeding...exclusive of days of grace, or any renewal thereof payable on demand or having a maturity likewise limited; and such other classes of securities, of a...
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Investment Trusts and Investment Companies: Hearings Before a ..., Parte3

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1940 - 1190 páginas
...of exchange, or banker's acceptance payable on demand or having a maturity at the time of isssuance of not exceeding nine months, exclusive of days of grace, or any renewal thereof payable on demand or having a maturity likewise limited; and such other classes of securities, of a...
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Investment Trusts and Investment Companies, Hearings Before a Subcommittee ...

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 páginas
...of exchange, or banker's acceptance payable on demand or having a maturity at the time of isssuance of not exceeding nine months, exclusive of days of grace, or any renewal thereof payable on demand or having a maturity likewise limited; and such other classes of securities, of a...
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United States Code, Volumen2

United States - 1953 - 1692 páginas
...paper" means any note, draft, bill of exchange, or banker's acceptance payable on demand or having payable on demand or having a maturity likewise limited; and such other classes of securities, of a...
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Proposed Amendments to the Securities Act of 1933 and to the Securities ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1720 páginas
...current transaction or the proceeds of which have been or are to be used for current transactions and which has a maturity at the time of issuance of not...thereof, the maturity of which is likewise limited. And was not designed to cover either bank loans or extensions of credit. Indeed, by the very terms...
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