 | United States. Securities and Exchange Commission - 1945 - 1290 páginas
...not difficult to find. As to the second part of Section 30, calling for the investment trust study, the Investment Company Act of 1940 and the Investment Advisers Act of 1940 furnish the answer. As to the utility studies and recommendations, there was always a reason unconnected... | |
 | United States. Congress. House. Appropriations - 1941 - 1532 páginas
...Bankruptcy Act as amended on June 22, 1938: (a) Departmental... (ft)FieldL.. Total project No. 4 . 5. Administration and enforcement of the Investment...Act of 1940 and the Investment Advisers Act of 1940: (a) Departmental . . . (6) Field Total project No. 6 6. Executive and administrative activities applicable... | |
 | United States. Congress. House. Temporary National Economic Committee - 1941 - 468 páginas
...deficiencies found in their organization and operation. The Commission's studies led to the enactment of the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Both acts were passed unanimously by the Congress and signed by the President on August 23. 1940. 3... | |
 | United States. Congress - 1941 - 874 páginas
...amended; and the registration and regulation of investment companies and investment advisers under the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Objectives of the Securities Act of 1933. — The Securities Act of 1933 is designed to compel full... | |
 | United States. Congress. House. Committee on Appropriations - 1942 - 1606 páginas
...Investment Advisers Act of 1940 (add) 81, 460 381 The increase of $81,460 requested in 1942 for the administration and enforcement of the Investment Company Act of 1940 and the Investment Advisors Act of 1940 is to provide funds to perform the new and additional duties imposed upon the... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 348 páginas
...Securities Exchange Act of 1934," dated August 7, 1941. referred to hereinafter as the SEC Report. a The Investment Company Act of 1940 and the Investment Advisers Act of 1940, both enacted since the date of the last report of the Special Committee, have not been dealt wi(h because... | |
 | United States. Congress. House. Committee on Public Buildings and Grounds - 1942 - 756 páginas
...the Public Utility Act of 1935), the Over-the-Counter Act of 1938, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940; and it has substantial duties in connection with chapter X of the National Bankruptcy Act. Its activities... | |
 | United States. Congress. House. Committee on Appropriations - 1943 - 1322 páginas
...Administration of the duties imposed upon the Commission by ch. X, Bank1, 179, 150 570,250 1 179 150 606,250 Administration and enforcement of the Investment Company...Act of 1940 and the Investment Advisers Act of 1940 .... 144,600 154,600 4, 750, 000 4 850,000 filed with us 16 or 17 applications for partial compliance... | |
 | 1944 - 822 páginas
...Indenture Act of 1939 ; registration and regulation of investment companies and investment advisers under the Investment Company Act of 1940 and the Investment Advisers Act of 1940; and the preparation of advisory reports on plans, and participation as a party, in corporate reorganizations... | |
| |
Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and... 
