Annual Report of the Securities and Exchange CommissionU.S. Government Printing Office, 1968 |
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Página v
... rules relating to industrial revenue bonds . Joint release relating to real estate syndications__ . Amendment of rule relating to contents of prospectus used after nine months ... Adoption of rule relating to registration by certain ...
... rules relating to industrial revenue bonds . Joint release relating to real estate syndications__ . Amendment of rule relating to contents of prospectus used after nine months ... Adoption of rule relating to registration by certain ...
Página vi
... rule relating to determination of 10 percent ownership__ . Recovery of short - swing trading profits --- Changes in rules exempting transactions from short - swing trading provisions --- Investigations with respect to reporting and ...
... rule relating to determination of 10 percent ownership__ . Recovery of short - swing trading profits --- Changes in rules exempting transactions from short - swing trading provisions --- Investigations with respect to reporting and ...
Página viii
... rules relating to status of various investment companies .. Amendment of Rule 3c - 2 to permit greater participation by in- vestment companies in the securities of unregistered small business investment companies___ . New Rule 6c - 1 to ...
... rules relating to status of various investment companies .. Amendment of Rule 3c - 2 to permit greater participation by in- vestment companies in the securities of unregistered small business investment companies___ . New Rule 6c - 1 to ...
Página xiv
... Rules Commit- tee , Appropriations Committee , and Interior Committee . During the period from 1961 until his appointment to the Commission he was District Judge in Boise . He took office as a member of the Securities and Exchange ...
... Rules Commit- tee , Appropriations Committee , and Interior Committee . During the period from 1961 until his appointment to the Commission he was District Judge in Boise . He took office as a member of the Securities and Exchange ...
Página xix
... rules , policies , practices and procedures of the ex- changes respecting the commission rate structure . This inquiry is bringing together the knowledge and experience of many individuals and firms and will add substantially to the ...
... rules , policies , practices and procedures of the ex- changes respecting the commission rate structure . This inquiry is bringing together the knowledge and experience of many individuals and firms and will add substantially to the ...
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Términos y frases comunes
33rd Annual Report action activities adopted amended American Electric Power American Stock Exchange amicus curiae amount application approval assets associated Bank bonds broker-dealer capital Commis Commission Commission's common stock Company Act Release Corporation Court of Appeals creditors debtor decision defendants delisting directors disclosure distribution district court effective Electric Exchange Act Release exemption fees firm fiscal year 1968 funds Holding Company Holding Company Act industry instituted interest investigation investment adviser Investment Company Act investors involved issuer June 30 listed ment million NASD offering Office OHIO STATE UNIVERSITY over-the-counter pany participation pending Pennzoil percent persons principal prior proposed proxy purchases pursuant to Section registration statement Regulation reorganization requirements Rule Section 11(b Securities Act Release Securities Exchange Act securities markets security holders share volume shareholders staff stockholders subsidiary tion transactions trust unit investment trusts utility violations York Stock Exchange