 To effect, alone or with one or more other persons, a series of transactions in any security registered on a national securities exchange creating actual or apparent active trading in such security or raising or depressing the price of such security,...  Decisions and Reports - Página 188por United States. Securities and Exchange Commission - 1940Vista completa - Acerca de este libro
 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 páginas
...circulate or disseminate, with intent to deceive, any false or misleading inf.oi niation in regard to any security, for the purpose of inducing the purchase or sale of such security. As we read and interpreted some of these sections, particularly 4 or 5, it seemed to us that even fair... | |
 | United States - 1934 - 1518 páginas
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 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...regarding any security registered on a national securities exchange or any security not so registered, for the purpose of Inducing the purchase or sale of such security, any statement which is, in the light of the circumstances under which it was made, false or misleading... | |
 | 1934 - 930 páginas
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 | 1937 - 460 páginas
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 | 1938 - 1080 páginas
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 | Hastings Lyon - 1938 - 968 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
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