Summary of Activities, Volumen88U.S. Government Printing Office, 1963 |
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Página 8
... clauses ( 1 ) and ( 2 ) ; ( 4 ) The charges , individually itemized , which are paid or to be paid by such person in connection with the transaction but which are not incident to the extension of credit ; ( 5 ) The total amount to be ...
... clauses ( 1 ) and ( 2 ) ; ( 4 ) The charges , individually itemized , which are paid or to be paid by such person in connection with the transaction but which are not incident to the extension of credit ; ( 5 ) The total amount to be ...
Página 37
... Clause ( 1 ) of section 12 ( f ) now provides that any national securities exchange may continue unlisted trading privileges for securities which were admitted to trading on such exchange before March 1 , 1934 . Clause ( 2 ) permits the ...
... Clause ( 1 ) of section 12 ( f ) now provides that any national securities exchange may continue unlisted trading privileges for securities which were admitted to trading on such exchange before March 1 , 1934 . Clause ( 2 ) permits the ...
Página 38
... clause ( 3 ) . Unlisted trading privileges for securities originally admitted under clause ( 2 ) would continue only so long as such securities are listed and registered for trading on another securities exchange . Since applications to ...
... clause ( 3 ) . Unlisted trading privileges for securities originally admitted under clause ( 2 ) would continue only so long as such securities are listed and registered for trading on another securities exchange . Since applications to ...
Página 49
... clause ( b ) -and the new last sentence of section 4 ( 1 ) would provide that , in cases falling within the second exception , the Commission may shorten either the 40- or 90 - day period for any security or class of securities . The ...
... clause ( b ) -and the new last sentence of section 4 ( 1 ) would provide that , in cases falling within the second exception , the Commission may shorten either the 40- or 90 - day period for any security or class of securities . The ...
Página 53
... clauses ( A ) - ( F ) . Clause ( A ) would be unchanged from existing law , except for the addition of the willful filing with the Commission of a false report , if such report is one required to be filed . A similar ground is also ...
... clauses ( A ) - ( F ) . Clause ( A ) would be unchanged from existing law , except for the addition of the willful filing with the Commission of a false report , if such report is one required to be filed . A similar ground is also ...
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Términos y frases comunes
Administrator agencies alteration or supplement Amending Section application appropriate approved Area Redevelopment Act authority Banking and Currency becoming Public Law bill would amend broker or dealer broker-dealers clause Commission Committee on Banking Currency Committee DIGEST OF BILL DIGEST OF STATUTE disclosure equity securities exempt facilities Federal Reserve System filed Finance funds guarantee Hearings were held HISTORY OF LEGISLATION House Banking introduced by Senator issuers John Fitzgerald Kennedy Joint Board Joint Resolution June 26 mass transportation million mortgage insurance corporations mortgage marketing corporations NASD national securities exchange October October 16 over-the-counter paragraph payment percent persons associated proposed protection of investors provisions of section proxies pursuant registered securities association registration statement reported Rept require revenue bonds rules and regulations Secretary section 12 section 15(b Securities Act Securities Exchange Act securities registered Senator Robertson Senator Sparkman September 19 Small Business specified subsection tion transactions Treasury unlisted trading privileges violation