Summary of Activities, Volumen88U.S. Government Printing Office, 1963 |
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Página 35
... companies in the over- the - counter market the registration , reporting , proxy solicitation , and insider trading requirements now applicable to companies listed on an exchange . The second major objective of S. 1642 is to strengthen ...
... companies in the over- the - counter market the registration , reporting , proxy solicitation , and insider trading requirements now applicable to companies listed on an exchange . The second major objective of S. 1642 is to strengthen ...
Página 38
... companies with over - the - counter securities registered pursuant to new section 12 ( g ) ( 1 ) of the act would be required to comply with the listing requirements of the various exchanges as a prerequisite to trading on such ...
... companies with over - the - counter securities registered pursuant to new section 12 ( g ) ( 1 ) of the act would be required to comply with the listing requirements of the various exchanges as a prerequisite to trading on such ...
Página 39
... company's first fiscal year in which the statutory tests are first met . These statutory tests would be applied as of the last day of a company's fiscal year . In addition , the registration statement would not become effective until 60 ...
... company's first fiscal year in which the statutory tests are first met . These statutory tests would be applied as of the last day of a company's fiscal year . In addition , the registration statement would not become effective until 60 ...
Página 40
... companies which already have another class of securities registered for trading on a national securities exchange . The Commission has indicated that similar procedures would be adopted to eliminate duplication of filings by companies ...
... companies which already have another class of securities registered for trading on a national securities exchange . The Commission has indicated that similar procedures would be adopted to eliminate duplication of filings by companies ...
Página 43
... companies with securities reg- istered under section 12 ( g ) keep reasonably current the information and documents contained in a registration statment and to file such annual and other periodic reports as the Commission may prescribe ...
... companies with securities reg- istered under section 12 ( g ) keep reasonably current the information and documents contained in a registration statment and to file such annual and other periodic reports as the Commission may prescribe ...
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Términos y frases comunes
Administrator agencies alteration or supplement Amending Section application appropriate approved Area Redevelopment Act authority Banking and Currency becoming Public Law bill would amend broker or dealer broker-dealers clause Commission Committee on Banking Currency Committee DIGEST OF BILL DIGEST OF STATUTE disclosure equity securities exempt facilities Federal Reserve System filed Finance funds guarantee Hearings were held HISTORY OF LEGISLATION House Banking introduced by Senator issuers John Fitzgerald Kennedy Joint Board Joint Resolution June 26 mass transportation million mortgage insurance corporations mortgage marketing corporations NASD national securities exchange October October 16 over-the-counter paragraph payment percent persons associated proposed protection of investors provisions of section proxies pursuant registered securities association registration statement reported Rept require revenue bonds rules and regulations Secretary section 12 section 15(b Securities Act Securities Exchange Act securities registered Senator Robertson Senator Sparkman September 19 Small Business specified subsection tion transactions Treasury unlisted trading privileges violation