Summary of Activities, Volumen88U.S. Government Printing Office, 1963 |
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Página 37
... registration statement under the Securities Act . Registration forms adopted under that act specify the various types of contracts which are deemed to be material , and the Commission has stated that similar criteria will be developed ...
... registration statement under the Securities Act . Registration forms adopted under that act specify the various types of contracts which are deemed to be material , and the Commission has stated that similar criteria will be developed ...
Página 39
... Registration of Over - the - Counter Securities Section 3 ( c ) of the bill ... statement with the Commission for any class of its equity security ( other ... registration of any class of equity security not required to be registered . To ...
... Registration of Over - the - Counter Securities Section 3 ( c ) of the bill ... statement with the Commission for any class of its equity security ( other ... registration of any class of equity security not required to be registered . To ...
Página 40
... registration statement would include such information and documents as the Commission may require comparable to that now required in an application to register a security for trading on a national securities exchange . In addition to ...
... registration statement would include such information and documents as the Commission may require comparable to that now required in an application to register a security for trading on a national securities exchange . In addition to ...
Página 43
... registration under section 12 ( b ) or a registration statement under new section 12 ( g ) . This would clarify the Commission's authority to require that applica- tions for registration already filed , as well as applications and ...
... registration under section 12 ( b ) or a registration statement under new section 12 ( g ) . This would clarify the Commission's authority to require that applica- tions for registration already filed , as well as applications and ...
Página 46
... Registration Statement Under the Securities Act of 1933 Section 6 ( d ) of the bill would amend the provisions of section 15 ( d ) of the Exchange Act under which certain over - the - counter companies are subject to the reporting ...
... Registration Statement Under the Securities Act of 1933 Section 6 ( d ) of the bill would amend the provisions of section 15 ( d ) of the Exchange Act under which certain over - the - counter companies are subject to the reporting ...
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Términos y frases comunes
Administrator agencies alteration or supplement Amending Section application appropriate approved Area Redevelopment Act authority Banking and Currency becoming Public Law bill would amend broker or dealer broker-dealers clause Commission Committee on Banking Currency Committee DIGEST OF BILL DIGEST OF STATUTE disclosure equity securities exempt facilities Federal Reserve System filed Finance funds guarantee Hearings were held HISTORY OF LEGISLATION House Banking introduced by Senator issuers John Fitzgerald Kennedy Joint Board Joint Resolution June 26 mass transportation million mortgage insurance corporations mortgage marketing corporations NASD national securities exchange October October 16 over-the-counter paragraph payment percent persons associated proposed protection of investors provisions of section proxies pursuant registered securities association registration statement reported Rept require revenue bonds rules and regulations Secretary section 12 section 15(b Securities Act Securities Exchange Act securities registered Senator Robertson Senator Sparkman September 19 Small Business specified subsection tion transactions Treasury unlisted trading privileges violation