Summary of Activities, Volumen88U.S. Government Printing Office, 1963 |
Dentro del libro
Resultados 1-5 de 15
Página 18
... violation of the act and to enforce compliance with the act . Section 208. Removal of director , officer , etc .: Provides for a procedure whereby the Joint Board may remove a director , officer , attorney , employee , or agent of a ...
... violation of the act and to enforce compliance with the act . Section 208. Removal of director , officer , etc .: Provides for a procedure whereby the Joint Board may remove a director , officer , attorney , employee , or agent of a ...
Página 22
... violation . Section 9. ( a ) Amends Government Corporation Control Act to include Home Mortgage Corporation . ( b ) Provision for Treasury to supply Corporation with such forms of obligations or certificates as it may need for issuance ...
... violation . Section 9. ( a ) Amends Government Corporation Control Act to include Home Mortgage Corporation . ( b ) Provision for Treasury to supply Corporation with such forms of obligations or certificates as it may need for issuance ...
Página 42
... violations of sections 12 , 13 , 14 ( a ) , 14 ( c ) , and 16 of the act , it would be able to delist a security from a national securities exchange under the authority of section 19 ( a ) ( 2 ) of the act and summarily to suspend ...
... violations of sections 12 , 13 , 14 ( a ) , 14 ( c ) , and 16 of the act , it would be able to delist a security from a national securities exchange under the authority of section 19 ( a ) ( 2 ) of the act and summarily to suspend ...
Página 43
... violations of section 12 , 13 , 14 ( a ) , 14 ( c ) , and 16 of the act . The jurisdiction of the Federal banking regulatory agencies over any bank will be the same , therefore , whether the securities of that bank are listed on a ...
... violations of section 12 , 13 , 14 ( a ) , 14 ( c ) , and 16 of the act . The jurisdiction of the Federal banking regulatory agencies over any bank will be the same , therefore , whether the securities of that bank are listed on a ...
Página 50
... violations of the act where the mails or a means or instru- mentality of interstate commerce are not used . Paragraph ( 21 ) would provide a corresponding definition of persons associated with a member of a registered securities ...
... violations of the act where the mails or a means or instru- mentality of interstate commerce are not used . Paragraph ( 21 ) would provide a corresponding definition of persons associated with a member of a registered securities ...
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Términos y frases comunes
Administrator agencies alteration or supplement Amending Section application appropriate approved Area Redevelopment Act authority Banking and Currency becoming Public Law bill would amend broker or dealer broker-dealers clause Commission Committee on Banking Currency Committee DIGEST OF BILL DIGEST OF STATUTE disclosure equity securities exempt facilities Federal Reserve System filed Finance funds guarantee Hearings were held HISTORY OF LEGISLATION House Banking introduced by Senator issuers John Fitzgerald Kennedy Joint Board Joint Resolution June 26 mass transportation million mortgage insurance corporations mortgage marketing corporations NASD national securities exchange October October 16 over-the-counter paragraph payment percent persons associated proposed protection of investors provisions of section proxies pursuant registered securities association registration statement reported Rept require revenue bonds rules and regulations Secretary section 12 section 15(b Securities Act Securities Exchange Act securities registered Senator Robertson Senator Sparkman September 19 Small Business specified subsection tion transactions Treasury unlisted trading privileges violation