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Página 63 - Coordination. (a) Any security for which a registration statement has been filed under the Securities Act of 1933 in connection with the same offering may be registered by coordination.
Página 25 - ... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title.
Página 11 - ... or any other person whose participation in the proceeding may be in the public interest.
Página 52 - Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940.
Página 16 - ... (2) To require by order, after notice and opportunity for hearing, that each registered holding company, and each subsidiary company thereof shall take such steps as the Commission shall find necessary to ensure that the corporate structure or continued existence of any company in the holding-company system does not unduly or unnecessarily complicate the structure, or unfairly or inequitably distribute voting power among security holders, of such holding-company system.
Página 46 - ... there shall be filed with the Regional Office of the Commission for the region in which the issuer...
Página 64 - Commission pursuant to its rules and regulations under the Securities Act of 1933 or the Securities Exchange Act of 1934...
Página 11 - The Commission by rules and regulations or order, subject to such terms and conditions as it deems appropriate in the public interest or for the protection of investors or consumers...
Página 32 - Act of 1939 requires that bonds, notes, debentures and similar securities publicly offered for sale, except as exempted by the act, be issued under an indenture which meets the requirements of the act, and has been duly qualified with the Commission. The...
Página 32 - THE TRUST INDENTURE ACT OF 1939 The Trust Indenture Act of 1939 requires that bonds, notes, debentures and similar securities publicly offered for sale, except as...

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