 Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and...  Annual Report of the SEC. - Página 43por United States. Securities and Exchange CommissionVista completa - Acerca de este libro
 | United States. Securities and Exchange Commission - 1960 - 326 páginas
...investigation and development of the case) which were pending during the 1960 fiscal year Table 18. Petitions for review of orders of Commission under...of 1934, the Public Utility Holding Company Act of 1935, and the Investment Company Act of 1940, pending in courts of appeals during the fiscal year ended... | |
 | United States. Securities and Exchange Commission - 1967 - 198 páginas
...83,036,481 SECURITIES AND EXCHANGE COMMISSION TABLE 10. — Summary of cases instituted in the courts by the Commission under the Securities Act of 1933, the Securities...of 1934, the Public Utility Holding Company Act of 1935, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. Types of cases Total... | |
 | United States. Securities and Exchange Commission - 1952 - 968 páginas
...participated—pending during the fiscal year ended June 30, 1951... 260 Table 23. Injunctive proceedings brought by Commission, under the Securities Act of 1933, the...of 1934, the Public Utility Holding Company Act of 1935, the Investment Advisers Act of 1940, and the Investment Company Act of 1940, which were pending... | |
 | United States. Securities and Exchange Commission - 1812 páginas
...returned for perjury committed in the course of investigations conducted by the Commission 313 TABLE IV. Petitions for review of orders of Commission under the Securities Act of 1933, the Securities Exchange Act of 1934 (other than confidential treatment cases), and the Public Utility Holding Company... | |
 | United States. Securities and Exchange Commission - 1947 - 1292 páginas
...opinions, and orders promulgated by the Commission in contested and other cases and controversies arising under the Securities Act of 1933, the Securities Exchange Act of 1934, the lolding Company Act of 1935, the Trust Indenture Act of 1939, the nvestment Company Act of 1940 and... | |
 | United States. Congress. Senate. Committee on Education and Labor - 1939 - 838 páginas
...Act, the Federal Trade Commission Act, the Securities Act of 1933, the Federal Trade Commission Act, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the statutes administered by the United States Maritime Commission, the Federal Power Act, the... | |
 | United States. Congress. Senate. Committee on Education and Labor - 1939 - 1016 páginas
...Act, the Federal Trade Commission Act, the Securities Act of 1933, the Federal Trade Commission Act, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the statutes administered by the United States Maritime Commission, the Federal Power Act, the... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...specific provision is made to the contrary, nothing in this title shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, the Securities...of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, or title II of this Act, over any person, security, or transaction,... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 páginas
...specific provision is made to the contrary, nothing in this title shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, the Securities...of 1934, the Public Utility Holding Company Act of 1935, or the Trust Indenture Act of 1939, over any person, security, or transaction, or (2) the rights,... | |
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