Decisions and Reports, Volumen9U.S. Government Printing Office, 1943 |
Otras ediciones - Ver todas
Decisions and Reports, Volumen3 United States. Securities and Exchange Commission Vista completa - 1940 |
Decisions and Reports, Volumen4 United States. Securities and Exchange Commission Vista completa - 1940 |
Decisions and Reports, Volumen42 United States. Securities and Exchange Commission Vista completa - 1972 |
Términos y frases comunes
acquisition American applicant's assets Bond and Share Boston Stock Exchange capital surplus Chairman Eicher Columbia Gas Columbia Oil Commission Commissioners Healy common stock debentures debt December 31 declarant depreciation reserve directors dividends earned surplus Electric Company exemption filed Gas and Electric Gas Company Holding Company Act holding company system income integrated public utility issue issuer Light Company mortgage bonds Ogden Corporation outstanding Panhandle Eastern pany par value percent Power & Light Power Company preferred stock principal amount pro forma proceeding protection of investors public interest Public Service Company Public Utility Holding public utility system purchase pursuant to Section registered holding company reorganization requirements respect respondents Rule Section 11 Securities Exchange Act Standard Gas Stock Exchange stockholders subsidiary companies Terre Haute thereof tion trustee underwriter unlisted trading privileges utility company Utility Holding Company voting Wisconsin York Curb Exchange York Stock Exchange
Pasajes populares
Página 223 - ... from engaging in or continuing any conduct or practice in connection with any such activity, or in connection with the purchase or sale of any security...
Página 319 - No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce or attempt to induce the purchase or sale of, any security (other than an exempted security or commercial paper, bankers...
Página 753 - ... (2) in case of the acquisition of securities or utility assets, the consideration, including all fees, commissions, and other remuneration, to whomsoever paid, to be given, directly or indirectly, in connection with such acquisition is not reasonable or does not bear a fair relation to the sums invested in or the earning capacity of the utility assets to be acquired or the utility assets underlying the securities to be acquired...
Página 246 - sell" includes every contract of sale of, contract to sell, or disposition of, a security or interest in a security for value; (2) "Offer" or "offer to sell" includes every attempt or offer to dispose of, or solicitation of an offer to buy, a security or interest in a security for value...
Página 610 - ... take such steps as the Commission shall find necessary to ensure that the corporate structure or continued existence of any company In the holdingcompany system does not unduly or unnecessarily complicate the structure, or unfairly or inequitably distribute voting power among security holders, of such holdingcompany system.
Página 782 - There is, of course, no more persuasive evidence of the purpose of a statute than the words by which the legislature undertook to give expression to its wishes.
Página 682 - That the Commission hereby created shall have authority to inquire into the management of the business of all common carriers subject to the provisions of this act, and shall keep itself informed as to the manner and method in which the same is conducted...
Página 400 - ... per centum or more of whose outstanding voting securities are directly or indirectly owned, controlled, or held with power to vote, by such other...
Página 243 - ... possessing all the rights, privileges, powers and franchises as well of a public as of a private nature, and being subject to all the restrictions, disabilities and duties of each of such corporations so consolidated...
Página 249 - ... such a controlling influence over the management or policies of any public-utility or holding company as to make it necessary or appropriate in the public interest or for the protection of investors or consumers that the applicant be subject to the obligations, duties, and liabilities imposed in this title upon holding companies.