... such a controlling influence over the management or policies of any public-utility or holding company as to make it necessary or appropriate in the public interest or for the protection of investors or consumers that the applicant be subject to the... Decisions and Reports - Página 249por United States. Securities and Exchange Commission - 1943Vista completa - Acerca de este libro
| United States - 1968 - 374 páginas
...any publicutility or holding company as to make it necessary or appropriate in the public interest or for the protection of investors or consumers that the applicant be subject to tne obligations, duties, and liabilities imposed in this title upon holding companies. The filing of... | |
| United States. Securities and Exchange Commission - 1936 - 40 páginas
...appropriate in the public interest or for the protection of investors or consumers that such person be subject to the obligations, duties, and liabilities imposed in this title upon affiliates of a company. (Title I, Public Utility Act of 1935, Sec. 2 (a) (11).) "Associate company"... | |
| United States. Securities and Exchange Commission - 1941 - 1690 páginas
...such a controlling influence * * * as to make it necessary or appropriate in the public interest or for the protection of investors or consumers that...duties, and liabilities imposed In this title upon holding companies. We deem it equally plain that the form in which a "controlling influence" is exercised... | |
| United States. Securities and Exchange Commission - 1940 - 1240 páginas
...to make it necessary 3 SEC or appropriate In the public interest or for the protection of investor* or consumers that the applicant be subject to the...title upon subsidiary companies of holding companies. A hearing on such application was held after appropriate notice, and the Commission, after examining... | |
| United States. Securities and Exchange Commission - 1947 - 1062 páginas
...or may be exercised are not such "as to make it necessary or appropriate in the public interest or for the protection of investors or consumers that...the obligations, duties, and liabilities imposed" by the Act upon subsidiaries of holding companies. Central Hudson's principal contention on this phase... | |
| United States - 1938 - 140 páginas
...appropriate in the public interest or for the protection of investors or consumers that such person be subject to the obligations, duties, and liabilities imposed in this title upon subsidiary companies or holding companies. The Commission, upon application, shall by order declare that a. company is not... | |
| United States. Securities and Exchange Commission - 1940 - 1176 páginas
...public utility or holding company as to make it necessary or appropriate in the public Interest or for the protection of Investors or consumers that the applicant be subject to the oblications, duties, and liabilities imposed in this title upon holding companies. * * • Contemporaneously... | |
| United States. Securities and Exchange Commission - 1950 - 948 páginas
...applicable Sections of the Act, Sections 2 (a) (8) and 3, provide that the filing of an application In good faith shall exempt the applicant from any obligation, duty or liability under the Act until the Commission has acted upon the application. 1 10 SBC 39 (1941). At the time... | |
| United States. Securities and Exchange Commission - 1957 - 1194 páginas
...appropriate in the public interest or for the protection of investors or consumers that [Bond and Share] be subject to the obligations, duties, and liabilities imposed in this title upon affiliates of a company" (Section 2 (a) (11) (D)). Until Bond and Share is in compliance with Act and... | |
| United States. Securities and Exchange Commission - 1941 - 1192 páginas
...to make it necessary and appropriate in the public interest and for the protection of investors and consumers that the applicant be subject to the obligations, duties and liabilities imposed by the Act upon subsidiary companies. APPEARANCES : Leonard E. Ackennann and Jerome M. Alper, of the... | |
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