 | United States. Securities and Exchange Commission - 1956 - 926 páginas
...carried through the malls or In interstate commerce, by any means or instruments of transportation, any such security for the purpose of sale or for delivery after sale." 31 8.BC IN THE MATTER OF THE MIDDLE WEST CORPORATION CONSOLIDATED ELECTRIC AND GAS COMPANY File No.... | |
 | United States. Congress - 1932 - 742 páginas
...requirements of section 10. (2) To carry or cause to be carried in interstate commerce or through the mails any such security for the purpose of sale or for delivery...preceded by a prospectus that meets the requirements of section 10. Special powers arc given to the commission to make, amend, and rescind such rules and regulations... | |
 | United States. Congress. Senate. Committee on Finance - 1939 - 1104 páginas
...carried through the mails or in interstate commerce, by any means or instruments of transportation, any such security for the purpose of sale or for delivery after sale. "(b) In the case of any security which is not registered under the Securities Act of 1933, but which... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1937 - 244 páginas
...carried through the mails or in interstate commerce, by any means or instruments of transportation, any such security for the purpose of sale or for delivery after sale. (b) Notwithstanding the provisions of the Securities Act of 1933, [on and after January 3, 1938] subsequent... | |
 | United States. Securities and Exchange Commission - 1941 - 1690 páginas
...under this title, unless such prospectus meets iii'' requirements of Section 10; or (2) to carry or cause to be carried through the mails or in Interstate...preceded by a prospectus that meets the requirements of Section 10. •Sections 17 (a) (2) and (3) provide: It shall be unlawful for any person In the sale... | |
 | United States. Securities and Exchange Commission - 1951 - 862 páginas
...provides: It shall be unlawful for any person, directly or indirectly — ***** (2) to carry or to cause to be carried through the mails or in interstate...preceded by a prospectus that meets the requirements of Section 10. Section 17 (a) (2) of the Securities Act of 1933 provides: It shall be unlawful for any... | |
 | United States. Securities and Exchange Commission - 1956 - 1016 páginas
...cause to be carried through the mails or in interstate commerce" securities registered under the Act for the purpose of sale or for delivery after sale,...preceded by a prospectus that meets the requirements of Section 10. Halsey argues that it was exempted from this requirement beginning a year after the public... | |
 | United States. Securities and Exchange Commission - 1943 - 1160 páginas
...meets the requirements of section 10 ; or (2) to carry or to cause to be carried through the malls or In Interstate commerce any such security for the purpose of sale or for delivery after sale, onlnw accompanied or preceded by a prospectus that meets the requirements of swtion 10. Section 17... | |
 | United States. Securities and Exchange Commission - 1958 - 1232 páginas
...registration statement la In effect as to a security, to carry or cause to be carried through the malls or In Interstate commerce any such security for the purpose of sale or for delivery after sale. Section 15 (a) of the Exchange Act provides In pertinent part : "No broker or dealer (other than one... | |
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... (2) to carry or cause to be carried through the mails or in interstate commerce, by any means or instruments of transportation, any such security for the purpose of sale or for delivery after sale. 
