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" Commission determines that such exchange has not made the changes so requested, and that such changes are necessary or appropriate for the protection of investors or to insure fair dealing in securities traded in upon such exchange or to insure fair administration... "
Report of special study of securities markets of the Securities and Exchange ... - Página 300
por United States. Securities and Exchange Commission - 1963
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Report on the Study and Investigation of the Work, Activities, Personnel and ...

United States. Securities and Exchange Commission - 1937 - 934 páginas
...such Chan?™ are necessary or appropriate for the protection of Investors or to Insure fair dealing in securities traded in upon such exchange or to insure fair administration of inch exchange, by rules or regulations or by order to alter or supplement the rules of such exchange...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 páginas
...such changes are necessary or appropriate for the protection of investors or to insure fair dealing in securities traded in upon such exchange or to insure...necessary or appropriate to effect such changes) in respect of such matters as (1) safeguards in respect of the financial responsibility of members and...
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Decisions and Reports

United States. Securities and Exchange Commission - 1958 - 1232 páginas
...which we consider necessary or appropriate (or the protection of Investors or to Insure fair dealing In securities traded In upon such exchange or to Insure fair administration of inch exchange. under a strict construction of the word "reduced", Atlas meets the alternative condition...
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United States Code, Volumen2

United States - 1953 - 1692 páginas
...such changes are necessary or appropriate for the protection of investors or to insure fair dealing in securities traded in upon such exchange or to insure...necessary or appropriate to effect such changes) in respect of such matters as (1) safeguards in respect of the financial responsibility of members and...
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Decisions and Reports, Volumen10

United States. Securities and Exchange Commission - 1944 - 1290 páginas
...Stock Exchange are necessary or appropriate for the protection of investors or to insure fair dealing in securities traded in upon such exchange or to insure fair administration of such exchange.2 The Rule relates to transactions in securities which are listed and traded under the Act...
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Securities Exchange Act of 1934 as Amended to August 10, 1954

United States - 1955 - 54 páginas
...such changes are necessary or appropriate for the protection of investors or to insure fair dealing in securities traded in upon such exchange or to insure...necessary or appropriate to effect such changes) in respect of such matters as (1) safeguards in respect of the financial responsibility of members and...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 páginas
...such changes are necessary or appropriate for the protection of investors or to insure fair dealing in securities traded in upon such exchange or to insure...necessary or appropriate to effect such changes) in respect of such matters as (1) safeguards in respect of the financial responsibility of members and...
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SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1959 - 660 páginas
...such changes are necessary or appropriate for the protection of investors or to insure fair dealing in securities traded in upon such exchange or to insure...necessary or appropriate to effect such changes) in respect of such matters as (1) safeguards in respect of the financial responsibility of members and...
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SEC Legislation, Hearings Before a Subcommittee ...,86-1 on ..., Volúmenes22-23

United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 páginas
...such changes are necessary or appropriate for the protection of investors or to insure fair dealing in securities traded in upon such exchange or to insure...necessary or appropriate to effect such changes) in respect of such matters as (1) safeguards in respect of the financial responsibility of members and...
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 490 páginas
...such changes are necessary or appropriate for the protection of investors or to insure fair dealing in securities traded in upon such exchange or to insure...necessary or appropriate to effect such changes) in respect of such matters as (1) safeguards in respect of the financial responsibility of members and...
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