 | United States. Securities and Exchange Commission - 1956 - 900 páginas
...manipulative, deceptive, or otherwise fraudulent. (2) No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce...manipulative and such quotations as are fictitious. (3) No broker or dealer shall make use of the mails or of any means or instrumentality of interstate... | |
 | United States - 1938 - 48 páginas
...security (other than an exempted security or commercial paper, bankers'1 acceptances, or commercial Mils) otherwise than on a national securities exchange,...manipulative and such quotations as are fictitious. (8) No broker or dealer shall make use of the mails or of any means or instrumentality of interstate... | |
 | United States - 1953 - 1692 páginas
...manipulative, deceptive, or otherwise fraudulent. (2) No broker or dealer shall make use of the mails upon the application for rehearing within thirty days after it is filed, such application (3) No broker or dealer shall make use of the mails or of any means or instrumentality of interstate... | |
 | United States - 1994 - 1332 páginas
...any fraudulent, deceptive, or manipulative act or practice, or makes any fictitious quotation. (D) M ^O <5 ݉+ ^^3 1o ;G HU 3 ӌ ~ } (x<d ( < P D k ] - 5O xI hZ (E) The Commission shall, prior to adopting any rule or regulation under subparagraph (C), consult... | |
 | United States - 1973 - 400 páginas
...fraudulent, deceptive, or manipulative. The Commission shall, for the purposes of this paragraph (4) by rules and regulations define, and prescribe means reasonably designed to prevent, such acts, practices, and courses of business as are fraudulent, deceptive, or manipulative." SEC. 10. The cap'tion... | |
 | United States - 1964 - 356 páginas
...manipulative, deceptive, or otherwise fraudulent. "(2) No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce...manipulative and such quotations as are fictitious. "(3) No broker or dealer shall make use of the mails or of any means or instrumentality of interstate... | |
 | United States - 1955 - 54 páginas
...manipulative, deceptive, or otherwise fraudulent. (2) No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce...manipulative and such quotations as are fictitious. (3) No broker or dealer shall make use of the mails or of any means or instrumentality of interstate... | |
 | United States - 1959 - 324 páginas
...manipulative, deceptive, or otherwise fraudulent. "(2) No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce...reasonably designed to prevent, such, acts and practices as ares fraudulent, deceptive, or manipulative and such quotations as are fictitious. "(3) No broker or... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 páginas
...engage in any act, practice, or course of business which is fraudulent, deceptire or manipulative.. The Commission shall, for the purposes of this paragraph...prescribe means reasonably designed to prevent, such acts, practices and courses of business as are fraudulent, deceptire, or manipulative." Section 10 would... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1960 - 442 páginas
...fraudulent, deceptive or manipulative. The Commission shall, for the purposes of this paragraph (4) by rules and regulations define, and prescribe means reasonably designed to prevent, such acts, practices and courses of business as are fraudulent, deceptive, or manipulative." "GENERAL PROHIBITIONS... | |
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... fraudulent, deceptive, or manipulative act or practice, or makes any fictitious quotation. The Commission shall, for the purposes of this paragraph, by rules and regulations define, and prescribe means reasonably designed to prevent, such acts and... 
