Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1998 Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
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Página 303
... securities of registered investment com- panies . 2509.75-4 Interpretive bulletin relating to indemnification of fiduciaries . 2509.75-5 Questions and answers relating to fiduciary responsibility . 2509.75-6 Interpretive bulletin ...
... securities of registered investment com- panies . 2509.75-4 Interpretive bulletin relating to indemnification of fiduciaries . 2509.75-5 Questions and answers relating to fiduciary responsibility . 2509.75-6 Interpretive bulletin ...
Página 304
... securities from a party in interest , such arrangement is a prohibited trans- action . Similarly , the purchase by a plan of an in- surance policy pursuant to an arrangement under which it is expected that the insurance company will ...
... securities from a party in interest , such arrangement is a prohibited trans- action . Similarly , the purchase by a plan of an in- surance policy pursuant to an arrangement under which it is expected that the insurance company will ...
Página 316
... securities held in em- ployee benefit plan investment portfolios and the maintenance of and compliance with statements of investment policy , including proxy voting policy . In addition , this inter- pretive bulletin provides guidance ...
... securities held in em- ployee benefit plan investment portfolios and the maintenance of and compliance with statements of investment policy , including proxy voting policy . In addition , this inter- pretive bulletin provides guidance ...
Página 322
... securities or other property , or makes recommendations as to the advisability of investing in , purchasing , or selling securities or other property ( 2510.3–21 ( c ) ( 1 ) ( i ) ; and ( ii ) the person , either directly or indirectly ...
... securities or other property , or makes recommendations as to the advisability of investing in , purchasing , or selling securities or other property ( 2510.3–21 ( c ) ( 1 ) ( i ) ; and ( ii ) the person , either directly or indirectly ...
Página 334
... securities or other property , or makes recommenda- tion as to the advisability of investing in , purchasing , or selling securities or other property ; and ( ii ) Such person either directly or in- directly ( e.g. , through or together ...
... securities or other property , or makes recommenda- tion as to the advisability of investing in , purchasing , or selling securities or other property ; and ( ii ) Such person either directly or in- directly ( e.g. , through or together ...
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Términos y frases comunes
accordance with 29 administrative law judge AFL-CIO agency amended amicus curiae amount application Assistant Secretary authority bond Carcinogens certificate clude Code Commission complaint compliance comply computation period copy covered decision Department of Labor determination developmental documents employee benefit employee benefit plan employee's employment enrollment eral ERISA exemption Federal enforcement fiduciary filed funds graph group health plan hearing hours of service individual inspections Internal Revenue Code investment issuer issues July loan means meet ment notice occupational safety Office operations OSHA participants and beneficiaries payment PBGC penalty pension person petition plan administrator plan assets plan's ployee premium procedures proceeding purposes pursuant put option quired reasonable record regulations request respect response retary rules safety and health schedule Secretary of Labor section 18(e sion spect statement submitted Subpart summary plan description tion tive transaction U.S. Department vesting violations