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" ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light... "
SEC Legislation, Hearings Before a Subcommittee ...,86-1 on S.1178, S.1179 ... - Página 264
por United States. Congress. Senate. Banking and Currency Committee - 1959 - 640 páginas
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Decisions and Reports, Volumen11

United States. Securities and Exchange Commission - 1945 - 1290 páginas
...for any person in the sale of any securities by the use of any means or instruments of transportation or communication In Interstate commerce or by the...or (2) to obtain money or property by means of any nntrue statement of a material fact or any omission to state a material fact necessary in order to...
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Decisions and Reports, Volumen31

United States. Securities and Exchange Commission - 1956 - 926 páginas
...or Instruments of transportation or communication In Interstate commerce or by the use of the malls, directly or Indirectly — "(1) to employ any device,...circumstances under which they were made, not misleading, or "(3) to engage In any transaction, practice, or course of business which operates or would operate...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...assent, or dissent by the use of the mails or of any means or instrumentality of interstate commerce, directly or indirectly — (1) To employ any device, scheme, or artifice to defraud, or (2) To make any untrue statement of a material fact or to omit to state a material fact necessary in order...
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Decisions and Reports, Volumen16

United States. Securities and Exchange Commission - 1950 - 856 páginas
...for any person In the snle of any securities by the use of any means or Instruments of transportation or communication in interstate commerce or by the...circumstances under which they were made, not misleading, or (8) to engage In any transaction, practice, or course of business which operates or would operate as...
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Decisions and Reports, Volumen25

United States. Securities and Exchange Commission - 1953 - 828 páginas
...or Instrument! of transportation or communication In Interstate commerce or by the rot of the malls, directly or indirectly — "(1) to employ any device,...circumstances under which they were made, not misleading, or "(3) to engage In any transaction, practice, or coarse of business which operate* or would operate...
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Decisions and Reports

United States. Securities and Exchange Commission - 1941 - 1690 páginas
...transportation or communication In Interstate commerce or by the use of the malls, directly or IndlrecUy — (1) to employ any device, scheme, or artifice to defraud,...circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as...
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Decisions and Reports, Volumen36

United States. Securities and Exchange Commission - 1956 - 716 páginas
...communication in interstate commerce or by the u-<- of the mails, directly or indirectly — " H t to employ any device, scheme, or artifice to defraud, or "(2)...circumstances under which they were made, not misleading, or "I:M to engage in any transaction, practice or course of business which operates or would operate as...
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Decisions and Reports, Volumen24

United States. Securities and Exchange Commission - 1953 - 734 páginas
...or by the use of the malls, directly or Indirectly — (1) to employ any device, scheme, or artlflce to defraud, or (2) to obtain money or property by...circumstances under which they were made, not misleading, or (3) to engage In any transaction, practice, or course of business which operates or would operate as...
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Decisions and Reports, Volumen19

United States. Securities and Exchange Commission - 1951 - 862 páginas
...communication in interstate commerce or by the use of the mails, directly, or indirectly — ***** (2) to obtain money or property by means of any untrue...circumstances under which they were made, not misleading, or ables from such assigned plans, all to be divided 65 percent to The FIF Plan Corporation and 35 percent...
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Decisions and Reports, Volumen30

United States. Securities and Exchange Commission - 1956 - 1016 páginas
...for any person in the sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the...by means of any untrue statement of a material fact or In outlining the activities giving rise to an alleged duty to make disclosures in its sales, the...
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