Compilation of Securities Laws Within the Jurisdiction of the Committee on Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934 ..., Volumen4U.S. Government Printing Office, 1995 - 657 páginas |
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Página 332
... COMPANY 1 SEC. 3. [80a-3] (a) When used in this title, "investment company ... face-amount certificates of the installment type, or has been engaged in such business and has any such certificate ... company within the meaning of this title: (1) ...
... COMPANY 1 SEC. 3. [80a-3] (a) When used in this title, "investment company ... face-amount certificates of the installment type, or has been engaged in such business and has any such certificate ... company within the meaning of this title: (1) ...
Página 323
... Face - amount certificate " means any certificate , in- vestment contract , or other security which represents an obli- gation on the part of its issuer to pay a stated or ... company has acted as 323 Sec . 2 INVESTMENT COMPANY ACT OF 1940.
... Face - amount certificate " means any certificate , in- vestment contract , or other security which represents an obli- gation on the part of its issuer to pay a stated or ... company has acted as 323 Sec . 2 INVESTMENT COMPANY ACT OF 1940.
Página 332
... COMPANY 1 SEC . 3. [ 80a - 3 ] ( a ) When used in this title , " investment ... face - amount certificates of the installment type , or has been engaged in such business and has any such certificate ... company within the mean- ing of this ...
... COMPANY 1 SEC . 3. [ 80a - 3 ] ( a ) When used in this title , " investment ... face - amount certificates of the installment type , or has been engaged in such business and has any such certificate ... company within the mean- ing of this ...
Página 335
... Face - amount certificate company " means an invest- ment company which is engaged or proposes to engage in the business of issuing face - amount certificates of the installment type , or which has been engaged in such business and has ...
... Face - amount certificate company " means an invest- ment company which is engaged or proposes to engage in the business of issuing face - amount certificates of the installment type , or which has been engaged in such business and has ...
Página 337
... company which prior to March 15 , 1940 , was and now is a wholly - owned subsidiary of a registered face - amount certificate company and was prior to said date and now is orga- nized and operating under the insurance laws of any State ...
... company which prior to March 15 , 1940 , was and now is a wholly - owned subsidiary of a registered face - amount certificate company and was prior to said date and now is orga- nized and operating under the insurance laws of any State ...
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Términos y frases comunes
action amount application appropriate regulatory agency assets authority bank Board broker or dealer broker or government business development company centum certificate clearing agency Commis Commission contract court curities debtor deemed determines director effect employee enforcement exempt face-amount certificate company Federal Reserve System filed foreign government securities broker government securities dealer holding company indenture securities investment adviser issuer istered jurisdiction limited partnership ment municipal securities dealer national securities exchange necessary or appropriate officer otherwise paragraph participant payment penalty penny stocks person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement regulations thereunder request respect rities rule or regulation rules and regulations secu Securities Act self-regulatory organization sion SIPC specified spect subparagraph subsection term thereof tion transaction transfer agent trustee underwriter unit investment trust United States Code unlawful violation