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" ... security", or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. "
Compilation of Securities Laws Within the Jurisdiction of the Committee on ... - Página 263
por United States - 1988 - 542 páginas
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volumen439

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1980 - 1224 páginas
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." The definition of a "security" in § 3 (a) (10 of the Securities Exchange...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 páginas
...voting-trust certificate, certificate of interest in property tangible or intangible, or, in general, any instrument commonly known as a security, or any certificate...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase any of the foregoing. (13) The term "State" means any...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...subscription, transferable share, investment contract, votingtrust certificate, or in general, any instrument commonly known as a "security", or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing, but the term "security" as used...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...or subscription, transferable share, investment contract, votingtmst certificate, or in general, any instrument commonly known as a "security", or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing, but the term "security" as used...
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Public Utility Holding Company Act of 1935: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1298 páginas
...certificate, certificate of deposit for a security, receiver's or trustee's certificate, or in general any instrument commonly known as a " security " ; or any...temporary or Interim certificate for, receipt for, guaranty of or warrant or right to subscribe to or purchase, any of the foregoing ; (17) "voting security"...
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Crime, Kidnaping and Prison Laws...

United States - 1935 - 294 páginas
...assigning any right, title, or interest in or to goods, wares, and merchandise, or, in general, any instrument commonly known as a " security ", or any...temporary or interim certificate for, receipt for, warrant, or right to subscribe to or purchase any of the foregoing, or any forged, counterfeited, or...
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Laws of the State of New York, Volumen1

New York (State) - 1936 - 1416 páginas
...assigning any right, title, or interest in or to goods, wares, and merchandise, or, in general, any instrument commonly known as a "security", or any...temporary or interim certificate for, receipt for, warrant, or right to subscribe to or purchase any of Time for delivery. the foregoing, is presented...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...temporary or interim certificate for, receipt for, guaranty of, or warrant or right to subscribe to or purchase any of the foregoing. (2) The term "person"...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...temporary or interim certificate for, receipt for, guaranty of, or warrant or right to subscribe to or purchase any of the foregoing. (3) The term "issuer",...
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Legislative Calendar, Volumen76,Parte1

United States. Congress. Senate. Committee on Finance - 1962 - 808 páginas
...under such a title or lease, collateral trust certificate, transferable share, voting trust certificate or, in general, any interest or instrument commonly...any certificate of interest, or participation in, any temporary or interim certificate, receipt or certificate of deposit for, or any warrant or right...
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