| Philippines - 1988 - 484 páginas
...excess of trading or position limits. — It shall be unlawful for any person to make any contract for the purchase or sale of any commodity for future...on or subject to the rules of any contract market unless such person shall report or cause to be reported to the properly designated officer of the Commission,... | |
| United States - 1927 - 466 páginas
...excess of trading limits; books and records It shall be unlawful for any person to make any contract for the purchase or sale of any commodity for future...on or subject to the rules of any contract market unless such person shall report or 12 AGRICULTURE Tit. 7, § 7 cause to be reported to the properly... | |
| United States. Congress. House. Committee on Rules - 1931 - 934 páginas
...member of, any contract market. "SEC. 4i. It shall be unlawful for any person to make any contract for the purchase or sale of any commodity for future...on or subject to the rules of any contract market unless such person shall report or cause to be reported to the properly designated officer in accordance... | |
| United States. Congress. House. Committee on Agriculture - 1934 - 314 páginas
..."(3) to suspend or revoke the license of any futures commission merchant who, shall accept any order for the purchase or sale of any commodity for future...on or subject to the rules of any contract market from any person if such person has been denied trading privileges on any contract market by order of... | |
| United States. Congress. House. Committee on Agriculture - 1935 - 138 páginas
...individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future...on or subject to the rules of any contract market and that, in or in connection with such solicitation or acceptance of orders, accepts any money, securities,... | |
| United States. Congress. House. Committee on Agriculture - 1935 - 140 páginas
...provided for the meeting of persons similarly engaged, shall engage in executing for others any order for the purchase or sale of any commodity for future...on or subject to the rules of any contract market, and who for such services receives or accepts any commission or other compensation. The words ' the... | |
| United States - 1936 - 684 páginas
...individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future...on or subject to the rules of any contract market and that, in or in connection with such solicitation or acceptance of orders, accepts any money, securities,... | |
| United States. Congress. Senate. Agriculture and Forestry Committee - 1936 - 324 páginas
...or revoke the registration of any futures commission merchant who shall knowingly accept any order for the purchase or sale of any commodity for future...on or subject to the rules of any contract market from any person if such person has been denied trading privileges on any contract market by order of... | |
| United States. Commodity Exchange Administration - 1937 - 44 páginas
...individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future...on or subject to the rules of any contract market and that, in or in connection with such solicitation or acceptance of orders, accepts any money, securities,... | |
| United States. Congress. House. Committee on Appropriations - 1938 - 1346 páginas
...orders for the purchase or sale of any commodity for future delivery, or involving any contracts of sale of any commodity for future delivery, on or subject to the rules of any contract market unless — (1) Such person shall have registered under this Act, with the Secretary of Agriculture... | |
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