...any member of a national securities exchange ... to effect, alone or with one or more other persons, a series of transactions In any security registered...purchase or sale of such security by others. •The first of these options was for approximately 200,000 shares at $7 per share; the second, granted by...

...circulate or disseminate, with intent to deceive, any false or misleading inf.oi niation in regard to any security, for the purpose of inducing the purchase or sale of such security. As we read and interpreted some of these sections, particularly 4 or 5, it seemed to us that even fair...

...regarding any security registered on a national securities exchange or any security not so registered, for the purpose of Inducing the purchase or sale of such security, any statement which is, in the light of the circumstances under which it was made, false or misleading...

...for the same or different parties. (2) To effect, alone or with one or more other persons, a seriea of transactions in any security registered on a national...inducing the purchase or sale of such security by others. (3) If a dealer or broker, or other person selling or offering for sale or purchasing or offering to...

...securities exchange — • • » • • (2) To effect, alone or with one or more other persons, a series of transactions In any security registered...Inducing the purchase or sale of such security by others. 4 Section 15 (c) (1) of the Act provided : No broker or denier shall make use of the malls or of any...

...any member of a national securities exchange — To effect, alone or with one or more other persons, a series of transactions in any security registered...security, for the purpose of inducing the purchase or tale of such security by others. [Our italics]. The only restriction on the type of security which...

...unlawful "to effect, alone or with one or more other persons, a series of transactions in any securtiy registered on a national securities exchange creating...the purchase or sale of such security by others." took place in the over-the-counter market. They urge us to conclude therefore that the provisions of...

...in any security registered on a national securities exchange creating actual or apparent £«ttive trading in such security or raising or depressing...inducing the purchase or sale of such security by others. (3) If a dealer or broker, or other person selling or offering for sale or purchasing or offering to...

...security, or (2) to raise or depress the price of a security by creating actual or apparent trading In such security, for the purpose of Inducing the purchase or sale of such security by others. 'A matched order Is one In which an order to purchase a security la entered with the knowledge that...

...transactions to any security registered on a national securities exchange creating actual or appal*0* active trading in such security or raising or depressing the price of such security, Iar the purpose of Inducing the purchase or sale of such security by others." •The record discloses...