 | United States. Securities and Exchange Commission - 1956 - 900 páginas
...purchase of such security, has been or will be entered by or for the same or different parties. (2) To effect, alone or with one or more other persons,...such security or raising or depressing the price of sucli security, for the purpose of inducing the purchase or sale of such security by others. SECURITIES... | |
 | United States. Securities and Exchange Commission - 1953 - 828 páginas
...national securities exchange, or for any member of a national securities exchange — ******* "(2) To effect, alone or with one or more other persons,...apparent active trading in such security or raising * * * the price of such security, for the purpose of inducing the purchase * * * of such security by... | |
 | United States. Securities and Exchange Commission - 1943 - 1160 páginas
...respect to the market for any such security." Paragraph (2) of Section 9 (a) provides that it is illegal to "effect, alone or with one or more other persons...actual or apparent active trading in such security . . . for the purpose of inducing the purchases or sale of such security by others." Unlike the published... | |
 | United States - 1938 - 140 páginas
...purchase of such security, has been or will be entered by or for the same or different parties. (2) To effect, alone or with one or more other persons,...national securities exchange creating actual or apparent £«ttive trading in such security or raising or depressing the price of such security, for the purpose... | |
 | United States. Securities and Exchange Commission - 1950 - 948 páginas
...mails, any instrument of interstate commerce, or any facility of a national securities exchange — To effect, alone or with one or more other persons,...registered on a national securities exchange creating acttia' or apparent active trading in such security or raising or depressing the price of such security,... | |
 | United States. Securities and Exchange Commission - 1940 - 1240 páginas
...any national securities exchange, or for any member of a national securities exchange — * • * (2) To effect, alone or with one or more other persons,...transactions in any security registered on a national secu1Tbe term "member" Is used in this opinion as dclinwl by Section o (a) (3) of the Act, to Include... | |
 | United States. Securities and Exchange Commission - 1956 - 1016 páginas
...to believe that it is untrue or misleading." 7 Section 9 (a) (2) provides that it shall be unlawful "to effect, alone or with one or more other persons, a series of transactions in any securtiy registered on a national securities exchange creating actual or apparent active trading in... | |
 | United States. Securities and Exchange Commission - 1955 - 920 páginas
...transactions to any security registered on a national securities exchange creating actual or appal*0* active trading in such security or raising or depressing the price of such security, Iar the purpose of Inducing the purchase or sale of such security by others." •The record discloses... | |
 | United States. Securities and Exchange Commission - 1941 - 1124 páginas
...Diamond Shoe Corporation, creating actual and apparent active trading in such security and raising the price of such security for the purpose of inducing the purchase of such security by others, contrary to the provisions of Section 9 (a) (2) and 20 (b) of the Securities... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 376 páginas
...this paragraph mentioned as an exceedingly difficult one to interpret. It is unlawful [reading] : (2) To effect alone, or with one or more other persons,...creating actual or apparent active trading in such securities or raising or depressing the price of such securities, for the purpose of inducing the purchase... | |
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... (2) To effect, alone or with one or more other persons, a series of transactions in any security registered on a securities exchange creating actual or apparent active trading in such security or raising or depressing the price of such security, for... 
