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" ... the furnishing of a form of proxy or other communication to security holders under circumstances reasonably calculated to result in the procurement, withholding or revocation of a proxy. "
Compilation of Releases Dealing with Matters Arising Under the Securities ... - Página 30
por United States. Securities and Exchange Commission - 1968 - 57 páginas
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 páginas
...otherwise a participant. 36 SECURITIES AND EXCHANGE COMMISSION \ communication to security holders under circumstances reasonably calculated to result...procurement, withholding or revocation of a proxy. The terms do not apply, however, to the furnishing of a form of proxy to a security holder upon the...
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The Code of Federal Regulations of the United States of America

1989 - 614 páginas
...revoke, a proxy; or (3) The furnishing of a form of proxy or other communication to secu;i rity holders under circumstances reasonably calculated to result...procurement, withholding, or revocation of a proxy. The terms do not apply, however, to the furnishing of a form f of proxy to a security holder upon the...
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The Code of Federal Regulations of the United States of America

1988 - 806 páginas
...revoke, a proxy; or (iii) The furnishing of a form of proxy or other communication to security holders under circumstances reasonably calculated to result...procurement, withholding or revocation of a proxy. (2) The terms do not apply, however to the furnishing of a form of proxy to a security holder upon...
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Stock Market Study: Regulation of Unlisted Securities : Hearings ..., Partes2-3

United States. Congress. Senate. Committee on Banking and Currency - 1955 - 728 páginas
...b> make it clear that the furnishing of a form of proxy or other communication to security holders under circumstances reasonably calculated to result...procurement, withholding, or revocation of a proxy constitutes a solicitation within the meaning of the rules. Thus, statements made for the purpose of...
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Hearings, Reports and Prints of the Senate Committee on Banking and ..., Parte3

United States. Congress. Senate. Committee on Banking and Currency - 1956 - 424 páginas
...amended to make it clear that the furnishing of a form of proxy or other communication to securityholders under circumstances reasonably calculated to result...procurement, withholding, or revocation of a proxy constitutes a solicitation within the meaning of the rules. Thus, statements made for the purpose of...
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SEC Enforcement Problems: Hearing Before a Subcommittee of the ..., Parte1

United States. Congress. Senate. Committee on Banking and Currency - 1957 - 176 páginas
...to inake it clear that the furnishing of a form of proxy or other communication to security holders under circumstances reasonably calculated to result...procurement, withholding, or revocation of a proxy constitutes a solicitation within the meaning of the rules. Thus, statements made for the purpose of...
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Conflict of Interest Problems in SBIC's: Hearing Before a Subcommittee of ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 152 páginas
...revoke, a proxy ; or (3) the furnishing of a form of proxy or other communication to security holders under circumstances reasonably calculated to result...procurement, withholding or revocation of a proxy. The terms do not apply, however, to the furnishing of a form of proxy to a security holder upon the...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1964 - 574 páginas
...revoke, a proxy; or (ill) The furnishing of a form of proxy or other communication to security holders under circumstances reasonably calculated to result...procurement, withholding or revocation of a proxy. (2) The terms do not apply, however, to the furnishing of a form of proxy to a security holder upon...
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Comptroller's Manual for National Banks: Laws, Regulations, Rulings

United States. Office of the Comptroller of the Currency - 1966 - 480 páginas
...revoke, a proxy; or (iii) The furnishing of a form of proxy or other communication to security holders under circumstances reasonably calculated to result...procurement, withholding, or revocation of a proxy. (2) The terms do not include: (i) Any solicitation by a person in respect of stock of which he is the...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1967 - 1182 páginas
...revoke, a proxy; or (ill) The furnishing of a form of proxy or other communication to security holders under circumstances reasonably calculated to result...procurement, withholding or revocation of a proxy. (2) The terms do not apply, however, to the furnishing of a form of proxy to a security holder upon...
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