 | United States. Securities and Exchange Commission - 1970 - 166 páginas
...unconditional contract, binding on both parties thereto, to purchase it but has not yet received it; or (8) he owns a security convertible into or exchangeable...subscribe to it and has exercised such rights or warrants: Provided, however, That a person shall be deemed to own securities only to the extent that he has a... | |
 | 1978 - 1130 páginas
...(2) he has purchased, or has entered into an unconditional contract, binding on both parties thereto, to purchase it but has not yet received It; or (3)...subscribe to it and has exercised such rights or warrants: Provided, however, That a person shall be deemed to own securities only to the Chapter II — Securities... | |
 | 1979 - 1804 páginas
...(2) he has purchased, or has entered into an unconditional contract, binding on both parties thereto, to purchase it but has not yet received it; or (3)...subscribe to it and has exercised such rights or warrants: Provided, however, That a person shall be deemed to own securities only to the extent that he has a... | |
 | 1977 - 958 páginas
...(2) he has purchased, or has entered into an unconditional contract, binding on both parties thereto, to purchase it but has not yet received It; or (3)...to subscribe to It and has exercised such rights or warrante: Provided, however, That a person shall be deemed to own securities only to the extent that... | |
 | 1971 - 660 páginas
...the maintenance of fair and orderly markets, for the public interest, and for the protection of Infor it and has tendered such security for conversion or...subscribe to it and has exercised such rights or warrants: Provided, however, That a person shall 'be deemed to own securities only to the extent that he has... | |
 | 2002 - 1016 páginas
...or exchange: or (d) he has an option to purchase or acquire it and has exercised such option; or (e) he has rights or warrants to subscribe to it and has exercised such rights or warrants: Provided, however, That a person shall be deemed to own securities only to the extent that he has a... | |
 | 1988 - 806 páginas
...or exchange; or (d) he has an option to purchase or acquire it and has exercised such option; or (e) he has rights or warrants to subscribe to it and has exercised such rights or 25 20-056 0-8817 CFR Ch. II (4-1-88 Edition) warrants: Provided, however, That a person shall be deemed... | |
 | 1988 - 800 páginas
...or exchange; or (d) he has an option to purchase or acquire it and has exercised such option; or (e) he has rights or warrants to subscribe to it and has exercised such rights or 20-056 O— 88warrants: Provided, however, That a person shall be deemed to own securities only to... | |
 | United States. Securities and Exchange Commission - 1938 - 168 páginas
...(2) he has purchased, or has entered into an unconditional contract, binding on both parties thereto, to purchase it but has not yet received it; or (3)...subscribe to it and has exercised such rights or warrants: Provided, however, That a person shall be deemed to own securities only to the extent that he has a... | |
 | 1980 - 1016 páginas
...purchase it but has not yet received it; or (3) he owns a security convertible into or exchangeable f<v it and has tendered such security for conversion or...subscribe to it and has exercised such rights or warrants: Provided, however, That a person shall be deemed to own securities only to the extent that he has a... | |
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... he owns a security convertible into or exchangeable for it and has tendered such security for conversion or exchange; or (4) he has an option to purchase or acquire it and has exercised such option; or (5) he has rights or warrants to subscribe to... 
