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105TH CONGRESS

1st Session

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COMMITTEE PRINT

COMMITTEE
PRINT 105-E

COMPILATION OF SECURITIES LAWS
WITHIN THE JURISDICTION OF THE

COMMITTEE ON COMMERCE

INCLUDING

SECURITIES ACT OF 1933
SECURITIES EXCHANGE ACT OF 1934
PUBLIC UTILITY HOLDING COMPANY ACT OF 1935

TRUST INDENTURE ACT OF 1939
INVESTMENT COMPANY ACT OF 1940

INVESTMENT ADVISERS ACT OF 1940
SECURITIES INVESTOR PROTECTION ACT OF 1970

PREPARED FOR THE USE OF THE
COMMITTEE ON COMMERCE
U.S. HOUSE OF REPRESENTATIVES

JANUARY 1997

U.S. GOVERNMENT PRINTING OFFICE

WASHINGTON : 1997

36 648

For sale by the U.S. Government Printing Office
Superintendent of Documents, Mail Stop: SSOP, Washington, DC 20402-9328

ISBN 0-16-054086-0

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COMMITTEE ON COMMERCE

TOM BLILEY, Virginia, Chairman WJ. "BILLY" TAUZIN, Louisiana

JOHN D. DINGELL, Michigan MICHAEL G. OXLEY, Ohio

HENRY A. WAXMAN, California MICHAEL BILIRAKIS, Florida

EDWARD J. MARKEY, Massachusetts DAN SCHAEFER, Colorado

RALPH M. HALL, Texas JOE BARTON, Texas

BILL RICHARDSON, New Mexico J. DENNIS HASTERT, Mlinois

RICK BOUCHER, Virginia FRED UPTON, Michigan

THOMAS J. MANTON, New York CLIFF STEARNS, Florida

EDOLPHUS TOWNS, New York BILL PAXON, New York

SHERROD BROWN, Ohio PAUL E. GILLMOR, Ohio

BART GORDON, Tennessee Vice Chairman

ELIZABETH FURSE, Oregon SCOTT L. KLUG, Wisconsin

PETER DEUTSCH, Florida JAMES C. GREENWOOD, Pennsylvania BOBBY L. RUSH, Ilinois MICHAEL D. CRAPO, Idaho

ANNA G. ESHOO, California CHRISTOPHER COX, California

RON KLINK, Pennsylvania NATHAN DEAL, Georgia

BART STUPAK, Michigan STEVE LARGENT, Oklahoma

ELIOT L. ENGEL,New York RICHARD BURR, North Carolina

THOMAS C. SAWYER, Ohio BRIAN P. BILBRAY, California

ALBERT R. WYNN, Maryland ED WHITFIELD, Kentucky

GENE GREEN, Texas GREG GANSKE, Iowa

KAREN MCCARTHY, Missouri CHARLIE NORWOOD, Georgia

TED STRICKLAND, Ohio
RICK WHITE, Washington

DLANA DEGETTE, Colorado
TOM COBURN, Oklahoma
RICK LAZIO, New York
BARBARA CUBIN, Wyoming
JAMES E. ROGAN, California
JOHN SHIMKUS, Minois

JAMES E. DERDERIAN, Chief of Staff

CHARLES L. INGEBRETSON, General Counsel
REID P.F. STUNTZ, Minority Staff Director and Chief Counsel

(II)

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