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" ... group or index of securities (including any interest therein or based on the value thereof), or any put, call, straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or, in general, any interest... "
Compilation of Securities Laws Within the Jurisdiction of the Committee on ... - Página 341
por United States - 1997 - 720 páginas
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volumen439

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1980 - 1224 páginas
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." The definition of a "security" in § 3 (a) (10 of the Securities Exchange...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 páginas
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." (b) Paragraph (4) of such section 2 is amended to read as follows...
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Decisions and Reports

United States. Securities and Exchange Commission - 1941 - 1690 páginas
...certificate of deposit for a security, fractional undivided Interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. The interest in question is evidenced by a so-called "mineral rights...
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. (36) "Short-term paper" means any note, draft, bill of exchange, or...
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United States Code, Volumen2

United States - 1953 - 1692 páginas
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, , purchase, any of the foregoing. (36) "Short-term paper" means any note, draft, bill of exchange, or...
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United States Code, Volumen2

United States - 2000 - 1216 páginas
...currency, or, in general, any interest or instrument commonly known as a "security", or any certifícate of Interest or participation in, temporary or interim...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. (2) The term "person" means an individual, a corporation, a partnership,...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volumen3

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 348 páginas
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. As you will note, the definition does not mention employee savings...
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United States Reports: Cases Adjudged in the Supreme Court, Volumen328

United States. Supreme Court - 1947 - 978 páginas
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." Opinion of the Court. 328 US as separate transactions involving no...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1999 - 524 páginas
...preorganization or subscription, transferable share, investment contract, voting trust certificate or, in general, any interest or Instrument commonly...guarantee of, or warrant or right to subscribe to or purchase any of the foregoing, except that a security shall not include an account insured, in whole...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1981 - 820 páginas
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase any of the foregoing. (b) A person filing a Statement of Production under § 3316.3-2 of this...
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