Investor Protection: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-eighth Congress, First[- Second] Session, on H. R. 6789, H. R. 6793, S. 1642...April 3; November 19, 20, 21, 1963U.S. Government Printing Office, 1964 - 1418 páginas |
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Página 3
... The report should not impair public confidence in the securities markets but should strengthen it as suggestions for raising standards are put into effect . Serious shortcomings are apparent , and the report , of course , has ...
... The report should not impair public confidence in the securities markets but should strengthen it as suggestions for raising standards are put into effect . Serious shortcomings are apparent , and the report , of course , has ...
Página 138
... The report should not impair public confidence in the securities markets , but should strengthen it as suggestions for raising standards are put into practice . Serious shortcomings are apparent and the report , of course , has ...
... The report should not impair public confidence in the securities markets , but should strengthen it as suggestions for raising standards are put into practice . Serious shortcomings are apparent and the report , of course , has ...
Contenido
April 3 1963 | 1 |
Communications submitted for the recordContinued | 5 |
November 19 1963 | 25 |
Derechos de autor | |
Otras 17 secciones no mostradas
Términos y frases comunes
action activities additional adopted agencies amended amount application appropriate approval association authority banks basis believe bill Board broker broker-dealers capital CARY Chairman Commission committee companies concerning Congress contained continue controls corporation covered customers deal dealer directors disclosure discussion effect examination Exchange Act exemption Federal filed firms floor funds further Governors HARRIS important industry insider insurance companies interest investment investors involved issued issuer legislation letter listed material matter member organizations membership NASD necessary offering officers operations over-the-counter period person practices present problems procedures proposed protection proxy question reason recommendations record referred registered regulation relating representatives respect responsibility rules Securities Exchange Senate shares Special Study specialists specific staff STAGGERS standards statement Stock Exchange substantial tion trading transactions York