Investor Protection: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-eighth Congress, First[- Second] Session, on H. R. 6789, H. R. 6793, S. 1642...April 3; November 19, 20, 21, 1963U.S. Government Printing Office, 1964 - 1418 páginas |
Dentro del libro
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Página 172
... Federal Reserve Board ; and State banks which are insured by the Federal Deposit Insurance Corpora- tion but which are not members of the Federal Reserve System must comply with the regulations of the Federal Deposit Insurance ...
... Federal Reserve Board ; and State banks which are insured by the Federal Deposit Insurance Corpora- tion but which are not members of the Federal Reserve System must comply with the regulations of the Federal Deposit Insurance ...
Página 173
... Federal banking regulatory agencies . The asso- ciation indicated that , in its opinion , these provisions of the bill , insofar as banks are concerned , should be integrated with the other Federal controls over banks and that this ...
... Federal banking regulatory agencies . The asso- ciation indicated that , in its opinion , these provisions of the bill , insofar as banks are concerned , should be integrated with the other Federal controls over banks and that this ...
Página 1364
... Federal banking agency . The Senate amendment to section 3 ( e ) also clarifies the respective responsibilities of the Commission and the Federal banking agencies by expressly designating the banks that are subject to the jurisdiction ...
... Federal banking agency . The Senate amendment to section 3 ( e ) also clarifies the respective responsibilities of the Commission and the Federal banking agencies by expressly designating the banks that are subject to the jurisdiction ...
Contenido
Hearings held on Page 883 9383 2 NE BERT | 2 |
Communications submitted for the recordContinued | 5 |
Text | 43 |
Derechos de autor | |
Otras 9 secciones no mostradas
Términos y frases comunes
87th Congress activities additional amended American Stock Exchange appropriate approval assets authority banks basis bill Board of Governors broker or dealer broker-dealers capital CARY Chairman commerce Commission's committee Congress corporation customers directors disclosure effective employees Exchange Commission Exchange's exemption Federal filed funds HARRIS insider trading insurance companies intrastate Investment Company issuer issues jurisdiction legislation listing application member firms member organizations membership ment mutual fund NASD national securities exchange NYSE OREN HARRIS over-the-counter market percent person associated practices procedures proposed protection of investors proxy proxy statement public interest pursuant quotations registered securities association registration statement regulation regulatory respect responsibility rules section 12 Securities Act Securities and Exchange securities business Securities Exchange Act securities markets self-regulation self-regulatory agencies selling shareholders shares short selling solicitation specialist specific staff STAGGERS standards stockholders suspend tion transactions violation York Stock Exchange