Investor Protection: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-eighth Congress, First[- Second] Session, on H. R. 6789, H. R. 6793, S. 1642...April 3; November 19, 20, 21, 1963U.S. Government Printing Office, 1964 - 1418 páginas |
Dentro del libro
Resultados 1-3 de 92
Página 438
... Governors Classifies 32 Governors into 12 member New York Floor Governors ( 6 of whom are not from specialist firms ) , 10 office New York Governors , 5 office out of town Governors , 3 public representatives and the Chairman and ...
... Governors Classifies 32 Governors into 12 member New York Floor Governors ( 6 of whom are not from specialist firms ) , 10 office New York Governors , 5 office out of town Governors , 3 public representatives and the Chairman and ...
Página 506
... Governors . The annual election of the Exchange is scheduled for February 12 , 1962 , the new Chairman and Governors taking office immediately thereafter . Under the Constitution there is no way to postpone this procedure . It is hoped ...
... Governors . The annual election of the Exchange is scheduled for February 12 , 1962 , the new Chairman and Governors taking office immediately thereafter . Under the Constitution there is no way to postpone this procedure . It is hoped ...
Página 528
... Governors on December 27 , 1961. The Amendment has been prepared under the direction of an Advisory Committee of the Board of Governors appointed on December 29 , 1961. The Securities and Exchange Commission has also taken an active ...
... Governors on December 27 , 1961. The Amendment has been prepared under the direction of an Advisory Committee of the Board of Governors appointed on December 29 , 1961. The Securities and Exchange Commission has also taken an active ...
Contenido
Hearings held on Page 883 9383 2 NE BERT | 2 |
Communications submitted for the recordContinued | 5 |
Text | 43 |
Derechos de autor | |
Otras 9 secciones no mostradas
Términos y frases comunes
87th Congress activities additional amended American Stock Exchange appropriate approval assets authority banks basis bill Board of Governors broker or dealer broker-dealers capital CARY Chairman commerce Commission's committee Congress corporation customers directors disclosure effective employees Exchange Commission Exchange's exemption Federal filed funds HARRIS insider trading insurance companies intrastate Investment Company issuer issues jurisdiction legislation listing application member firms member organizations membership ment mutual fund NASD national securities exchange NYSE OREN HARRIS over-the-counter market percent person associated practices procedures proposed protection of investors proxy proxy statement public interest pursuant quotations registered securities association registration statement regulation regulatory respect responsibility rules section 12 Securities Act Securities and Exchange securities business Securities Exchange Act securities markets self-regulation self-regulatory agencies selling shareholders shares short selling solicitation specialist specific staff STAGGERS standards stockholders suspend tion transactions violation York Stock Exchange