Investor Protection: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-eighth Congress, First[- Second] Session, on H. R. 6789, H. R. 6793, S. 1642...April 3; November 19, 20, 21, 1963U.S. Government Printing Office, 1964 - 1418 páginas |
Dentro del libro
Resultados 1-3 de 82
Página 410
... basis of round lot price on Midwest or the primary market . When order is to be filled on basis of the latter , order is effective 3 minutes following receipt of order by odd lot dealer . Rule 11. All orders must be in writing and time ...
... basis of round lot price on Midwest or the primary market . When order is to be filled on basis of the latter , order is effective 3 minutes following receipt of order by odd lot dealer . Rule 11. All orders must be in writing and time ...
Página 1041
... basis . A small amount of ceded reinsurance is on a coinsurance basis . Group life insurance totaled $ 368,051,556 , and the reserve liability amounted to $ 184,422 . The reserve on group insurance is calculated on an unearned basis ...
... basis . A small amount of ceded reinsurance is on a coinsurance basis . Group life insurance totaled $ 368,051,556 , and the reserve liability amounted to $ 184,422 . The reserve on group insurance is calculated on an unearned basis ...
Página 1323
... basis of determining the amounts shall be stated . a basis such as " cost , " " market , " or " cost or market whichever is lower " is given , there shall also be given , to the extent practicable , a general indication of the method of ...
... basis of determining the amounts shall be stated . a basis such as " cost , " " market , " or " cost or market whichever is lower " is given , there shall also be given , to the extent practicable , a general indication of the method of ...
Contenido
Hearings held on Page 883 9383 2 NE BERT | 2 |
Communications submitted for the recordContinued | 5 |
Text | 43 |
Derechos de autor | |
Otras 9 secciones no mostradas
Términos y frases comunes
87th Congress activities additional amended American Stock Exchange appropriate approval assets authority banks basis bill Board of Governors broker or dealer broker-dealers capital CARY Chairman commerce Commission's committee Congress corporation customers directors disclosure effective employees Exchange Commission Exchange's exemption Federal filed funds HARRIS insider trading insurance companies intrastate Investment Company issuer issues jurisdiction legislation listing application member firms member organizations membership ment mutual fund NASD national securities exchange NYSE OREN HARRIS over-the-counter market percent person associated practices procedures proposed protection of investors proxy proxy statement public interest pursuant quotations registered securities association registration statement regulation regulatory respect responsibility rules section 12 Securities Act Securities and Exchange securities business Securities Exchange Act securities markets self-regulation self-regulatory agencies selling shareholders shares short selling solicitation specialist specific staff STAGGERS standards stockholders suspend tion transactions violation York Stock Exchange