Investor Protection: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-eighth Congress, First[- Second] Session, on H. R. 6789, H. R. 6793, S. 1642...April 3; November 19, 20, 21, 1963U.S. Government Printing Office, 1964 - 1418 páginas |
Dentro del libro
Resultados 1-3 de 83
Página 313
... directors . " Mr. CARY . It may be as a result of a case which came before this Commission , in which I wrote the opinion , called Cady Roberts & Co. I am not sure but what the article may be a discussion of the implications of that ...
... directors . " Mr. CARY . It may be as a result of a case which came before this Commission , in which I wrote the opinion , called Cady Roberts & Co. I am not sure but what the article may be a discussion of the implications of that ...
Página 990
... directors and by stockholders of the companies involved , the insurance commissioner , director of insurance , superintendent of insurance , or such other State official having similar authority , shall advertise and hold a public ...
... directors and by stockholders of the companies involved , the insurance commissioner , director of insurance , superintendent of insurance , or such other State official having similar authority , shall advertise and hold a public ...
Página 1224
... directors and officers of corporations who used their positions of trust and the confidential information which came to them in such positions to aid them in their market activities . Closely allied to this type of abuse was the ...
... directors and officers of corporations who used their positions of trust and the confidential information which came to them in such positions to aid them in their market activities . Closely allied to this type of abuse was the ...
Contenido
Hearings held on Page 883 9383 2 NE BERT | 2 |
Communications submitted for the recordContinued | 5 |
Text | 43 |
Derechos de autor | |
Otras 9 secciones no mostradas
Términos y frases comunes
87th Congress activities additional amended American Stock Exchange appropriate approval assets authority banks basis bill Board of Governors broker or dealer broker-dealers capital CARY Chairman commerce Commission's committee Congress corporation customers directors disclosure effective employees Exchange Commission Exchange's exemption Federal filed funds HARRIS insider trading insurance companies intrastate Investment Company issuer issues jurisdiction legislation listing application member firms member organizations membership ment mutual fund NASD national securities exchange NYSE OREN HARRIS over-the-counter market percent person associated practices procedures proposed protection of investors proxy proxy statement public interest pursuant quotations registered securities association registration statement regulation regulatory respect responsibility rules section 12 Securities Act Securities and Exchange securities business Securities Exchange Act securities markets self-regulation self-regulatory agencies selling shareholders shares short selling solicitation specialist specific staff STAGGERS standards stockholders suspend tion transactions violation York Stock Exchange