Investor Protection: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-eighth Congress, First[- Second] Session, on H. R. 6789, H. R. 6793, S. 1642...April 3; November 19, 20, 21, 1963U.S. Government Printing Office, 1964 - 1418 páginas |
Dentro del libro
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Página 86
... insurance company goes to the public for funds , it must comply with the Secu- rities Act of 1933 and provide complete information . Moreover , approximately 150 insurance companies , including about 100 life insurance companies , are ...
... insurance company goes to the public for funds , it must comply with the Secu- rities Act of 1933 and provide complete information . Moreover , approximately 150 insurance companies , including about 100 life insurance companies , are ...
Página 175
... Insurance companies Just as the bill contains no exemptions for securities of banks or public utili- ties , both of which are heavily regulated by State and Federal agencies , it also contains no exemption for securities of insurance ...
... Insurance companies Just as the bill contains no exemptions for securities of banks or public utili- ties , both of which are heavily regulated by State and Federal agencies , it also contains no exemption for securities of insurance ...
Página 176
... insurance companies , including about 96 life insurance companies , file periodic reports with the Commission . The market value of the shares of 126 of these companies ( as to which information is pres- ently available ) is over $ 5 ...
... insurance companies , including about 96 life insurance companies , file periodic reports with the Commission . The market value of the shares of 126 of these companies ( as to which information is pres- ently available ) is over $ 5 ...
Contenido
Hearings held on Page 883 9383 2 NE BERT | 2 |
Communications submitted for the recordContinued | 5 |
Text | 43 |
Derechos de autor | |
Otras 9 secciones no mostradas
Términos y frases comunes
87th Congress activities additional amended American Stock Exchange appropriate approval assets authority banks basis bill Board of Governors broker or dealer broker-dealers capital CARY Chairman commerce Commission's committee Congress corporation customers directors disclosure effective employees Exchange Commission Exchange's exemption Federal filed funds HARRIS insider trading insurance companies intrastate Investment Company issuer issues jurisdiction legislation listing application member firms member organizations membership ment mutual fund NASD national securities exchange NYSE OREN HARRIS over-the-counter market percent person associated practices procedures proposed protection of investors proxy proxy statement public interest pursuant quotations registered securities association registration statement regulation regulatory respect responsibility rules section 12 Securities Act Securities and Exchange securities business Securities Exchange Act securities markets self-regulation self-regulatory agencies selling shareholders shares short selling solicitation specialist specific staff STAGGERS standards stockholders suspend tion transactions violation York Stock Exchange